Image Encoding/Decoding Method and Apparatus, and Recording Medium for Storing Bitstream

ABSTRACT

An image encoding/decoding method may comprise deriving at least one merge candidate of a current block, generating an initial merge candidate list of the current block by using the derived at least one merge candidate and generating a reconfigured merge candidate list by using the initial merge candidate list.

CROSS REFERENCE TO RELATED APPLICATIONS

This application is a continuation of application Ser. No. 17/961,114filed on Oct. 6, 2022, which is a continuation of application Ser. No.16/650,885 filed on Mar. 26, 2020, now issued as U.S. Pat. No.11,509,907, which is a U.S. National Stage Application of InternationalApplication No. PCT/KR2018/011490, filed on Sep. 28, 2018, which claimsthe benefit under 35 USC 119(a) and 365(b) of Korean Patent ApplicationNo. 10-2017-0128130, filed on Sep. 29, 2017 in the Korean IntellectualProperty Office. The entire disclosures of these applications areincorporated herein by reference for all purposes.

TECHNICAL FIELD

The present invention relates to an image encoding/decoding method andapparatus. More particularly, the present invention relates to an imageencoding/decoding method and apparatus using a reconfigured mergecandidate list when performing inter-prediction, and a recording mediumstoring a bitstream generated by an image encoding method and apparatusof the present invention.

BACKGROUND ART

Recently, demands for high-resolution and high-quality images such ashigh definition (HD) images and ultra high definition (UHD) images, haveincreased in various application fields. However, higher resolution andquality image data has increasing amounts of data in comparison withconventional image data. Therefore, when transmitting image data byusing a medium such as conventional wired and wireless broadbandnetworks, or when storing image data by using a conventional storagemedium, costs of transmitting and storing increase. In order to solvethese problems occurring with an increase in resolution and quality ofimage data, high-efficiency image encoding/decoding techniques arerequired for higher-resolution and higher-quality images.

Image compression technology includes various techniques, including: aninter-prediction technique of predicting a pixel value included in acurrent picture from a previous or subsequent picture of the currentpicture; an intra-prediction technique of predicting a pixel valueincluded in a current picture by using pixel information in the currentpicture; a transform and quantization technique for compressing energyof a residual signal; an entropy encoding technique of assigning a shortcode to a value with a high appearance frequency and assigning a longcode to a value with a low appearance frequency; etc. Image data may beeffectively compressed by using such image compression technology, andmay be transmitted or stored.

DISCLOSURE Technical Problem

An object of the present invention is to provide an imageencoding/decoding method and apparatus with improved compressionefficiency, and a recording medium storing a bitstream generated by animage encoding/decoding method and apparatus of the present invention.

In addition, another object of the present invention is to provide animage encoding/decoding method and apparatus using inter-prediction withimproved compression efficiency, and a recording medium storing abitstream generated by an image encoding/decoding method and apparatusof the present invention.

In addition, still another object of the present invention is to providean image encoding/decoding method efficiently performinginter-prediction by using a reconfigured merge candidate list, and arecording medium storing a bitstream generated by an imageencoding/decoding method and apparatus of the present invention.

Technical Solution

A method of decoding an image of the present invention may comprisederiving at least one merge candidate of a current block, generating aninitial merge candidate list of the current block by using the derivedat least one merge candidate and generating a reconfigured mergecandidate list by using the initial merge candidate list.

In the method of decoding an image of the present invention, thegenerating of the reconfigure merge candidate list may include acalculating a distortion value of the merge candidate by using aneighbor block of the current block and the merge candidate andreconfiguring the initial merge candidate list based on the distortionvalue.

In the method of decoding an image of the present invention, the initialmerge candidate list,

includes at least one of a spatial merge candidate, a temporal mergecandidate, a sub-block based temporal merge candidate, a sub-block basedtemporal-spatial combined merge candidate, a combined merge candidate,and a zero merge candidate of the current block.

In the method of decoding an image of the present invention, thedistortion value is calculated by using at least one of SAD (sum ofabsolute differences), SATD (sum of absolute transformed differences),and MR-SAD (mean removed sum of absolute difference) between a neighborblock of the current block and a neighbor block of a reference block ofthe current block.

In the method of decoding an image of the present invention, thedistortion value is calculated based on at least one of a neighbor blockof a reference block in an L0 direction which is indicated by L0direction motion information of the merge candidate, and a neighborblock of a reference block in an L1 direction which is indicated by L1direction motion information of the merge candidate.

In the method of decoding an image of the present invention, thedistortion value is calculated based on a neighbor block of a referenceblock indicated by a motion vector obtained by applying a preset offsetto a motion vector of the merge candidate.

In the method of decoding an image of the present invention, when themerge candidate includes both of L0 direction motion information and L1direction motion information, the distortion value is calculated by adistortion value between the neighbor block of the reference block inthe L0 direction and the neighbor block of the reference block in the L1direction.

In the method of decoding an image of the present invention, when themerge candidate includes any one piece of motion information of L0direction motion information and L1 direction motion information, thedistortion value is calculated by a distortion value between a neighborblock of a reference block indicated by motion information derived byapplying mirroring to the motion information, and a neighbor block of areference block by the motion information.

In the method of decoding an image of the present invention, when themerge candidate includes both of the L0 direction motion information andthe L1 direction motion information, the distortion value is calculatedby a distortion value between a neighbor block of a reference blockindicated by motion information derived by applying mirroring to the L0direction motion information, and a neighbor block of a reference blockindicated by motion information derived by applying mirroring to the L1direction motion information.

In the method of decoding an image of the present invention, wherein thereconfigured merge candidate list is generated by rearranging by sizedistortion values of one or more merge candidates included in theinitial merge candidate list.

In the method of decoding an image of the present invention, the mergecandidate that becomes a target to be rearranged is determined accordingto an order of one or more merge candidates included in the initialmerge candidate list.

In the method of decoding an image of the present invention, wherein anumber of merge candidates that become a target to be rearranged is apredefined value.

In the method of decoding an image of the present invention, furthercomprising entropy decoding motion estimation information of the currentblock, wherein the motion estimation information of the current blockincludes information indicating whether or not to reconfigure theinitial merge candidate list.

In the method of decoding an image of the present invention, whether ornot to reconfigure the initial merge candidate list is determined basedon at least one of a size and a division form of the current block.

In the method of encoding an image of the present invention, the methodmay comprise deriving at least one merge candidate of a current block,generating an initial merge candidate list of the current block by usingthe derived at least one merge candidate and generating a reconfiguredmerge candidate list by using the initial merge candidate list.

In the non-temporary storage medium of the present invention, includinga bitstream, wherein the bitstream is generated by an image encodingmethod may include deriving at least one merge candidate of a currentblock, generating an initial merge candidate list of the current blockby using the derived at least one merge candidate and generating areconfigured merge candidate list by using the initial merge candidatelist.

Advantageous Effects

According to the present invention, there is provided an imageencoding/decoding method and apparatus with improved compressionefficiency, and a recording medium storing a bitstream generated by animage encoding/decoding method and apparatus of the present invention.

In addition, according to the present invention, there is provided animage encoding/decoding method and apparatus using inter-prediction withimproved compression efficiency, and a recording medium storing abitstream generated by an image encoding/decoding method and apparatusof the present invention.

In addition, according to the present invention, there is provided animage encoding/decoding method and apparatus efficiently performinginter-prediction by using a reconfigured merge candidate list, and arecording medium storing a bitstream generated by the imageencoding/decoding method and apparatus of the present invention.

DESCRIPTION OF DRAWINGS

FIG. 1 is a block diagram showing a configuration of an encodingapparatus according to an embodiment to which the present invention isapplied.

FIG. 2 is a block diagram showing a configuration of a decodingapparatus according to an embodiment and to which the present inventionis applied.

FIG. 3 is a view schematically showing a partition structure of an imagewhen encoding and decoding the image.

FIG. 4 is a diagram illustrating an embodiment of an inter-pictureprediction process.

FIG. 5 is a view of a flowchart showing an image decoding methodaccording to an embodiment of the present invention.

FIG. 6 is a view of a flowchart showing an image decoding methodaccording to an embodiment of the present invention.

FIG. 7 is a view showing a method of deriving a spatial merge candidate.

FIG. 8 is a view showing a method of deriving a temporal mergecandidate.

FIG. 9 is a view showing a method of deriving a sub-block basedtemporal-spatial combined merge candidate.

FIG. 10 is a view showing a method of determining a merge candidate listaccording to an embodiment of the present invention.

FIG. 11 is a view showing a method of determining representative motioninformation according to an embodiment of the present invention.

FIG. 12 is a view showing a method of calculating a distortion valueaccording to an embodiment of the present invention.

FIG. 13 is a view showing a method of calculating a distortion valueaccording to another embodiment of the present invention.

FIG. 14 is a view showing a method of calculating a distortion valueaccording to another embodiment of the present invention.

FIG. 15 is a view of a flowchart showing an image encoding methodaccording to an embodiment of the present invention.

MODE FOR INVENTION

A variety of modifications may be made to the present invention andthere are various embodiments of the present invention, examples ofwhich will now be provided with reference to drawings and described indetail. However, the present invention is not limited thereto, althoughthe exemplary embodiments can be construed as including allmodifications, equivalents, or substitutes in a technical concept and atechnical scope of the present invention. The similar reference numeralsrefer to the same or similar functions in various aspects. In thedrawings, the shapes and dimensions of elements may be exaggerated forclarity. In the following detailed description of the present invention,references are made to the accompanying drawings that show, by way ofillustration, specific embodiments in which the invention may bepracticed. These embodiments are described in sufficient detail toenable those skilled in the art to implement the present disclosure. Itshould be understood that various embodiments of the present disclosure,although different, are not necessarily mutually exclusive. For example,specific features, structures, and characteristics described herein, inconnection with one embodiment, may be implemented within otherembodiments without departing from the spirit and scope of the presentdisclosure. In addition, it should be understood that the location orarrangement of individual elements within each disclosed embodiment maybe modified without departing from the spirit and scope of the presentdisclosure. The following detailed description is, therefore, not to betaken in a limiting sense, and the scope of the present disclosure isdefined only by the appended claims, appropriately interpreted, alongwith the full range of equivalents to what the claims claim.

Terms used in the specification, ‘first’, ‘second’, etc. can be used todescribe various components, but the components are not to be construedas being limited to the terms. The terms are only used to differentiateone component from other components. For example, the ‘first’ componentmay be named the ‘second’ component without departing from the scope ofthe present invention, and the ‘second’ component may also be similarlynamed the ‘first’ component. The term ‘and/or’ includes a combination ofa plurality of items or any one of a plurality of terms.

It will be understood that when an element is simply referred to asbeing ‘connected to’ or ‘coupled to’ another element without being‘directly connected to’ or ‘directly coupled to’ another element in thepresent description, it may be ‘directly connected to’ or ‘directlycoupled to’ another element or be connected to or coupled to anotherelement, having the other element intervening therebetween. In contrast,it should be understood that when an element is referred to as being“directly coupled” or “directly connected” to another element, there areno intervening elements present.

Furthermore, constitutional parts shown in the embodiments of thepresent invention are independently shown so as to representcharacteristic functions different from each other. Thus, it does notmean that each constitutional part is constituted in a constitutionalunit of separated hardware or software. In other words, eachconstitutional part includes each of enumerated constitutional parts forconvenience. Thus, at least two constitutional parts of eachconstitutional part may be combined to form one constitutional part orone constitutional part may be divided into a plurality ofconstitutional parts to perform each function. The embodiment where eachconstitutional part is combined and the embodiment where oneconstitutional part is divided are also included in the scope of thepresent invention, if not departing from the essence of the presentinvention.

The terms used in the present specification are merely used to describeparticular embodiments, and are not intended to limit the presentinvention. An expression used in the singular encompasses the expressionof the plural, unless it has a clearly different meaning in the context.In the present specification, it is to be understood that terms such as“including”, “having”, etc. are intended to indicate the existence ofthe features, numbers, steps, actions, elements, parts, or combinationsthereof disclosed in the specification, and are not intended to precludethe possibility that one or more other features, numbers, steps,actions, elements, parts, or combinations thereof may exist or may beadded. In other words, when a specific element is referred to as being“included”, elements other than the corresponding element are notexcluded, but additional elements may be included in embodiments of thepresent invention or the scope of the present invention.

In addition, some of constituents may not be indispensable constituentsperforming essential functions of the present invention but be selectiveconstituents improving only performance thereof. The present inventionmay be implemented by including only the indispensable constitutionalparts for implementing the essence of the present invention except theconstituents used in improving performance. The structure including onlythe indispensable constituents except the selective constituents used inimproving only performance is also included in the scope of the presentinvention.

Hereinafter, embodiments of the present invention will be described indetail with reference to the accompanying drawings. In describingexemplary embodiments of the present invention, well-known functions orconstructions will not be described in detail since they mayunnecessarily obscure the understanding of the present invention. Thesame constituent elements in the drawings are denoted by the samereference numerals, and a repeated description of the same elements willbe omitted.

Hereinafter, an image may mean a picture configuring a video, or maymean the video itself. For example, “encoding or decoding or both of animage” may mean “encoding or decoding or both of a moving picture”, andmay mean “encoding or decoding or both of one image among images of amoving picture.”

Hereinafter, terms “moving picture” and “video” may be used as the samemeaning and be replaced with each other.

Hereinafter, a target image may be an encoding target image which is atarget of encoding and/or a decoding target image which is a target ofdecoding. Also, a target image may be an input image inputted to anencoding apparatus, and an input image inputted to a decoding apparatus.Here, a target image may have the same meaning with the current image.

Hereinafter, terms “image”, “picture, “frame” and “screen” may be usedas the same meaning and be replaced with each other.

Hereinafter, a target block may be an encoding target block which is atarget of encoding and/or a decoding target block which is a target ofdecoding. Also, a target block may be the current block which is atarget of current encoding and/or decoding. For example, terms “targetblock” and “current block” may be used as the same meaning and bereplaced with each other.

Hereinafter, terms “block” and “unit” may be used as the same meaningand be replaced with each other. Or a “block” may represent a specificunit.

Hereinafter, terms “region” and “segment” may be replaced with eachother.

Hereinafter, a specific signal may be a signal representing a specificblock. For example, an original signal may be a signal representing atarget block. A prediction signal may be a signal representing aprediction block. A residual signal may be a signal representing aresidual block.

In embodiments, each of specific information, data, flag, index, elementand attribute, etc. may have a value. A value of information, data,flag, index, element and attribute equal to “0” may represent a logicalfalse or the first predefined value. In other words, a value “0”, afalse, a logical false and the first predefined value may be replacedwith each other. A value of information, data, flag, index, element andattribute equal to “1” may represent a logical true or the secondpredefined value. In other words, a value “1”, a true, a logical trueand the second predefined value may be replaced with each other.

When a variable i or j is used for representing a column, a row or anindex, a value of i may be an integer equal to or greater than 0, orequal to or greater than 1. That is, the column, the row, the index,etc. may be counted from 0 or may be counted from 1.

Description of Terms

Encoder: means an apparatus performing encoding. That is, means anencoding apparatus.

Decoder: means an apparatus performing decoding. That is, means andecoding apparatus.

Block: is an M×N array of a sample. Herein, M and N may mean positiveintegers, and the block may mean a sample array of a two-dimensionalform. The block may refer to a unit. A current block my mean an encodingtarget block that becomes a target when encoding, or a decoding targetblock that becomes a target when decoding. In addition, the currentblock may be at least one of an encode block, a prediction block, aresidual block, and a transform block.

Sample: is a basic unit constituting a block. It may be expressed as avalue from to 2^(Bd)−1 according to a bit depth (B_(d)). In the presentinvention, the sample may be used as a meaning of a pixel. That is, asample, a pel, a pixel may have the same meaning with each other.

Unit: may refer to an encoding and decoding unit. When encoding anddecoding an image, the unit may be a region generated by partitioning asingle image. In addition, the unit may mean a subdivided unit when asingle image is partitioned into subdivided units during encoding ordecoding. That is, an image may be partitioned into a plurality ofunits. When encoding and decoding an image, a predetermined process foreach unit may be performed. A single unit may be partitioned intosub-units that have sizes smaller than the size of the unit. Dependingon functions, the unit may mean a block, a macroblock, a coding treeunit, a code tree block, a coding unit, a coding block), a predictionunit, a prediction block, a residual unit), a residual block, atransform unit, a transform block, etc. In addition, in order todistinguish a unit from a block, the unit may include a luma componentblock, a chroma component block associated with the luma componentblock, and a syntax element of each color component block. The unit mayhave various sizes and forms, and particularly, the form of the unit maybe a two-dimensional geometrical figure such as a square shape, arectangular shape, a trapezoid shape, a triangular shape, a pentagonalshape, etc. In addition, unit information may include at least one of aunit type indicating the coding unit, the prediction unit, the transformunit, etc., and a unit size, a unit depth, a sequence of encoding anddecoding of a unit, etc.

Coding Tree Unit: is configured with a single coding tree block of aluma component Y, and two coding tree blocks related to chromacomponents Cb and Cr. In addition, it may mean that including the blocksand a syntax element of each block. Each coding tree unit may bepartitioned by using at least one of a quad-tree partitioning method, abinary-tree partitioning method and ternary-tree partitioning method toconfigure a lower unit such as coding unit, prediction unit, transformunit, etc. It may be used as a term for designating a sample block thatbecomes a process unit when encoding/decoding an image as an inputimage. Here, the quad-tree may mean a quarternary-tree.

Coding Tree Block: may be used as a term for designating any one of a Ycoding tree block, Cb coding tree block, and Cr coding tree block.

Neighbor Block: may mean a block adjacent to a current block. The blockadjacent to the current block may mean a block that comes into contactwith a boundary of the current block, or a block positioned within apredetermined distance from the current block. The neighbor block maymean a block adjacent to a vertex of the current block. Herein, theblock adjacent to the vertex of the current block may mean a blockvertically adjacent to a neighbor block that is horizontally adjacent tothe current block, or a block horizontally adjacent to a neighbor blockthat is vertically adjacent to the current block.

Reconstructed Neighbor block: may mean a neighbor block adjacent to acurrent block and which has been already spatially/temporally encoded ordecoded. Herein, the reconstructed neighbor block may mean areconstructed neighbor unit. A reconstructed spatial neighbor block maybe a block within a current picture and which has been alreadyreconstructed through encoding or decoding or both. A reconstructedtemporal neighbor block is a block at a corresponding position as thecurrent block of the current picture within a reference image, or aneighbor block thereof.

Unit Depth: may mean a partitioned degree of a unit. In a treestructure, the highest node (Root Node) may correspond to the first unitwhich is not partitioned. Also, the highest node may have the leastdepth value. In this case, the highest node may have a depth of level 0.A node having a depth of level 1 may represent a unit generated bypartitioning once the first unit. A node having a depth of level 2 mayrepresent a unit generated by partitioning twice the first unit. A nodehaving a depth of level n may represent a unit generated by partitioningn-times the first unit. A Leaf Node may be the lowest node and a nodewhich cannot be partitioned further. A depth of a Leaf Node may be themaximum level. For example, a predefined value of the maximum level maybe 3. A depth of a root node may be the lowest and a depth of a leafnode may be the deepest. In addition, when a unit is expressed as a treestructure, a level in which a unit is present may mean a unit depth.

Bitstream: may mean a bitstream including encoding image information.

Parameter Set: corresponds to header information among a configurationwithin a bitstream. At least one of a video parameter set, a sequenceparameter set, a picture parameter set, and an adaptation parameter setmay be included in a parameter set. In addition, a parameter set mayinclude a slice header, and tile header information.

Parsing: may mean determination of a value of a syntax element byperforming entropy decoding, or may mean the entropy decoding itself.

Symbol: may mean at least one of a syntax element, a coding parameter,and a transform coefficient value of an encoding/decoding target unit.In addition, the symbol may mean an entropy encoding target or anentropy decoding result.

Prediction Mode: may be information indicating a mode encoded/decodedwith intra prediction or a mode encoded/decoded with inter prediction.

Prediction Unit: may mean a basic unit when performing prediction suchas inter-prediction, intra-prediction, inter-compensation,intra-compensation, and motion compensation. A single prediction unitmay be partitioned into a plurality of partitions having a smaller size,or may be partitioned into a plurality of lower prediction units. Aplurality of partitions may be a basic unit in performing prediction orcompensation. A partition which is generated by dividing a predictionunit may also be a prediction unit.

Prediction Unit Partition: may mean a form obtained by partitioning aprediction unit.

Reference Picture List: may mean a list including one or more referencepictures used for inter-picture prediction or motion compensation. LC(List Combined), L0 (List 0), L1 (List 1), L2 (List 2), L3 (List 3) andthe like are types of reference picture lists. One or more referencepicture lists may be used for inter-picture prediction.

Inter-picture prediction Indicator: may mean an inter-picture predictiondirection (uni-directional prediction, bi-directional prediction, andthe like) of a current block. Alternatively, the inter-pictureprediction indicator may mean the number of reference pictures used togenerate a prediction block of a current block. Further alternatively,the inter-picture prediction indicator may mean the number of predictionblocks used to perform inter-picture prediction or motion compensationwith respect to a current block.

Prediction list utilization flag: may represent whether a predictionblock is generated using at least one reference image included in aspecific reference picture list. An inter prediction indicator may bederived using a prediction list utilization flag, and reversely, aprediction list utilization flag may be derived using an interprediction indicator. For example, when a prediction list utilizationflag indicates a first value of “0”, it represents a prediction block isnot generated using a reference picture included in the correspondingreference picture list. When a prediction list utilization flagindicates a second value of “1”, it represents a prediction block isgenerated using a reference picture included in the correspondingreference picture list.

Reference Picture Index: may mean an index indicating a specificreference picture in a reference picture list.

Reference Picture: may mean a picture to which a specific block refersfor inter-picture prediction or motion compensation. Alternatively, areference picture may be a picture including a reference block referredto by a current block for inter prediction or motion compensation.Hereinafter, the term “reference picture” and “reference image” may beused as the same meaning and used interchangeably.

Motion Vector: is a two-dimensional vector used for inter-pictureprediction or motion compensation and may mean an offset between areference picture and an encoding/decoding target picture. For example,(mvX, mvY) may represent a motion vector, mvX may represent a horizontalcomponent, and mvY may represent a vertical component.

Search Range: may be a 2-dimensional region where search for a motionvector during inter prediction is performed. For example, a size of asearch range may be M×N. M and N may be a positive integer,respectively.

Motion Vector Candidate: may mean a block that becomes a predictioncandidate when predicting a motion vector, or a motion vector of theblock. A motion vector candidate may be listed in a motion vectorcandidate list.

Motion Vector Candidate List: may mean a list configured using one ormore motion vector candidates.

Motion Vector Candidate Index: means an indicator indicating a motionvector candidate in a motion vector candidate list. It is also referredto as an index of a motion vector predictor.

Motion Information: may mean information including a motion vector, areference picture index, an inter-picture prediction indicator, and atleast any one among reference picture list information, a referencepicture, a motion vector candidate, a motion vector candidate index, amerge candidate, and a merge index.

Merge Candidate List: may mean a list composed of merge candidates.

Merge Candidate: may mean a spatial merge candidate, a temporal mergecandidate, a combined merge candidate, a combined bi-prediction mergecandidate, a zero merge candidate, or the like. The merge candidate mayhave an inter-picture prediction indicator, a reference picture indexfor each list, and motion information such as a motion vector.

Merge Index: may mean an indicator indicating a merge candidate within amerge candidate list. The merge index may indicate a block used toderive a merge candidate, among reconstructed blocks spatially and/ortemporally adjacent to a current block. The merge index may indicate atleast one item in the motion information possessed by a merge candidate.

Transform Unit: may mean a basic unit when performing encoding/decodingsuch as transform, inverse-transform, quantization, dequantization,transform coefficient encoding/decoding of a residual signal. A singletransform unit may be partitioned into a plurality of lower-leveltransform units having a smaller size. Here,transformation/inverse-transformation may comprise at least one amongthe first transformation/the first inverse-transformation and the secondtransformation/the second inverse-transformation.

Scaling: may mean a process of multiplying a quantized level by afactor. A transform coefficient may be generated by scaling a quantizedlevel. The scaling also may be referred to as dequantization.

Quantization Parameter: may mean a value used when generating aquantized level using a transform coefficient during quantization. Thequantization parameter also may mean a value used when generating atransform coefficient by scaling a quantized level duringdequantization. The quantization parameter may be a value mapped on aquantization step size.

Delta Quantization Parameter: may mean a difference value between apredicted quantization parameter and a quantization parameter of anencoding/decoding target unit.

Scan: may mean a method of sequencing coefficients within a unit, ablock or a matrix. For example, changing a two-dimensional matrix ofcoefficients into a one-dimensional matrix may be referred to asscanning, and changing a one-dimensional matrix of coefficients into atwo-dimensional matrix may be referred to as scanning or inversescanning.

Transform Coefficient: may mean a coefficient value generated aftertransform is performed in an encoder. It may mean a coefficient valuegenerated after at least one of entropy decoding and dequantization isperformed in a decoder. A quantized level obtained by quantizing atransform coefficient or a residual signal, or a quantized transformcoefficient level also may fall within the meaning of the transformcoefficient.

Quantized Level: may mean a value generated by quantizing a transformcoefficient or a residual signal in an encoder. Alternatively, thequantized level may mean a value that is a dequantization target toundergo dequantization in a decoder. Similarly, a quantized transformcoefficient level that is a result of transform and quantization alsomay fall within the meaning of the quantized level.

Non-zero Transform Coefficient: may mean a transform coefficient havinga value other than zero, or a transform coefficient level or a quantizedlevel having a value other than zero.

Quantization Matrix: may mean a matrix used in a quantization process ora dequantization process performed to improve subjective or objectiveimage quality. The quantization matrix also may be referred to as ascaling list.

Quantization Matrix Coefficient: may mean each element within aquantization matrix. The quantization matrix coefficient also may bereferred to as a matrix coefficient.

Default Matrix: may mean a predetermined quantization matrixpreliminarily defined in an encoder or a decoder.

Non-default Matrix: may mean a quantization matrix that is notpreliminarily defined in an encoder or a decoder but is signaled by auser.

Statistic Value: a statistic value for at least one among a variable, anencoding parameter, a constant value, etc. which have a computablespecific value may be one or more among an average value, a weightedaverage value, a weighted sum value, the minimum value, the maximumvalue, the most frequent value, a median value, an interpolated value ofthe corresponding specific values.

FIG. 1 is a block diagram showing a configuration of an encodingapparatus according to an embodiment to which the present invention isapplied.

An encoding apparatus 100 may be an encoder, a video encoding apparatus,or an image encoding apparatus. A video may include at least one image.The encoding apparatus 100 may sequentially encode at least one image.

Referring to FIG. 1 , the encoding apparatus 100 may include a motionprediction unit 111, a motion compensation unit 112, an intra-predictionunit 120, a switch 115, a subtractor 125, a transform unit 130, aquantization unit 140, an entropy encoding unit 150, a dequantizationunit 160, a inverse-transform unit 170, an adder 175, a filter unit 180,and a reference picture buffer 190.

The encoding apparatus 100 may perform encoding of an input image byusing an intra mode or an inter mode or both. In addition, encodingapparatus 100 may generate a bitstream including encoded informationthrough encoding the input image, and output the generated bitstream.The generated bitstream may be stored in a computer readable recordingmedium, or may be streamed through a wired/wireless transmission medium.When an intra mode is used as a prediction mode, the switch 115 may beswitched to an intra. Alternatively, when an inter mode is used as aprediction mode, the switch 115 may be switched to an inter mode.Herein, the intra mode may mean an intra-prediction mode, and the intermode may mean an inter-prediction mode. The encoding apparatus 100 maygenerate a prediction block for an input block of the input image. Inaddition, the encoding apparatus 100 may encode a residual block using aresidual of the input block and the prediction block after theprediction block being generated. The input image may be called as acurrent image that is a current encoding target. The input block may becalled as a current block that is current encoding target, or as anencoding target block.

When a prediction mode is an intra mode, the intra-prediction unit 120may use a sample of a block that has been already encoded/decoded and isadjacent to a current block as a reference sample. The intra-predictionunit 120 may perform spatial prediction for the current block by using areference sample, or generate prediction samples of an input block byperforming spatial prediction. Herein, the intra prediction may meanintra-prediction,

When a prediction mode is an inter mode, the motion prediction unit 111may retrieve a region that best matches with an input block from areference image when performing motion prediction, and deduce a motionvector by using the retrieved region. In this case, a search region maybe used as the region. The reference image may be stored in thereference picture buffer 190. Here, when encoding/decoding for thereference image is performed, it may be stored in the reference picturebuffer 190.

The motion compensation unit 112 may generate a prediction block byperforming motion compensation for the current block using a motionvector. Herein, inter-prediction may mean inter-prediction or motioncompensation.

When the value of the motion vector is not an integer, the motionprediction unit 111 and the motion compensation unit 112 may generatethe prediction block by applying an interpolation filter to a partialregion of the reference picture. In order to perform inter-pictureprediction or motion compensation on a coding unit, it may be determinedthat which mode among a skip mode, a merge mode, an advanced motionvector prediction (AMVP) mode, and a current picture referring mode isused for motion prediction and motion compensation of a prediction unitincluded in the corresponding coding unit. Then, inter-pictureprediction or motion compensation may be differently performed dependingon the determined mode.

The subtractor 125 may generate a residual block by using a residual ofan input block and a prediction block. The residual block may be calledas a residual signal. The residual signal may mean a difference betweenan original signal and a prediction signal. In addition, the residualsignal may be a signal generated by transforming or quantizing, ortransforming and quantizing a difference between the original signal andthe prediction signal. The residual block may be a residual signal of ablock unit.

The transform unit 130 may generate a transform coefficient byperforming transform of a residual block, and output the generatedtransform coefficient. Herein, the transform coefficient may be acoefficient value generated by performing transform of the residualblock. When a transform skip mode is applied, the transform unit 130 mayskip transform of the residual block.

A quantized level may be generated by applying quantization to thetransform coefficient or to the residual signal. Hereinafter, thequantized level may be also called as a transform coefficient inembodiments.

The quantization unit 140 may generate a quantized level by quantizingthe transform coefficient or the residual signal according to aparameter, and output the generated quantized level. Herein, thequantization unit 140 may quantize the transform coefficient by using aquantization matrix.

The entropy encoding unit 150 may generate a bitstream by performingentropy encoding according to a probability distribution on valuescalculated by the quantization unit 140 or on coding parameter valuescalculated when performing encoding, and output the generated bitstream.The entropy encoding unit 150 may perform entropy encoding of sampleinformation of an image and information for decoding an image. Forexample, the information for decoding the image may include a syntaxelement.

When entropy encoding is applied, symbols are represented so that asmaller number of bits are assigned to a symbol having a high chance ofbeing generated and a larger number of bits are assigned to a symbolhaving a low chance of being generated, and thus, the size of bit streamfor symbols to be encoded may be decreased. The entropy encoding unit150 may use an encoding method for entropy encoding such as exponentialGolomb, context-adaptive variable length coding (CAVLC),context-adaptive binary arithmetic coding (CABAC), etc. For example, theentropy encoding unit 150 may perform entropy encoding by using avariable length coding/code (VLC) table. In addition, the entropyencoding unit 150 may deduce a binarization method of a target symboland a probability model of a target symbol/bin, and perform arithmeticcoding by using the deduced binarization method, and a context model.

In order to encode a transform coefficient level (quantized level), theentropy encoding unit 150 may change a two-dimensional block formcoefficient into a one-dimensional vector form by using a transformcoefficient scanning method.

A coding parameter may include information (flag, index, etc.) such assyntax element that is encoded in an encoder and signaled to a decoder,and information derived when performing encoding or decoding. The codingparameter may mean information required when encoding or decoding animage. For example, at least one value or a combination form of aunit/block size, a unit/block depth, unit/block partition information,unit/block shape, unit/block partition structure, whether to partitionof a quad-tree form, whether to partition of a binary-tree form, apartition direction of a binary-tree form (horizontal direction orvertical direction), a partition form of a binary-tree form (symmetricpartition or asymmetric partition), whether or not a current coding unitis partitioned by ternary tree partitioning, direction (horizontal orvertical direction) of the ternary tree partitioning, type (symmetric orasymmetric type) of the ternary tree partitioning, whether a currentcoding unit is partitioned by multi-type tree partitioning, direction(horizontal or vertical direction) of the multi-type three partitioning,type (symmetric or asymmetric type) of the multi-type tree partitioning,and a tree (binary tree or ternary tree) structure of the multi-typetree partitioning, a prediction mode (intra prediction or interprediction), a luma intra-prediction mode/direction, a chromaintra-prediction mode/direction, intra partition information, interpartition information, a coding block partition flag, a prediction blockpartition flag, a transform block partition flag, a reference samplefiltering method, a reference sample filter tab, a reference samplefilter coefficient, a prediction block filtering method, a predictionblock filter tap, a prediction block filter coefficient, a predictionblock boundary filtering method, a prediction block boundary filter tab,a prediction block boundary filter coefficient, an intra-predictionmode, an inter-prediction mode, motion information, a motion vector, amotion vector difference, a reference picture index, a inter-predictionangle, an inter-prediction indicator, a prediction list utilizationflag, a reference picture list, a reference picture, a motion vectorpredictor index, a motion vector predictor candidate, a motion vectorcandidate list, whether to use a merge mode, a merge index, a mergecandidate, a merge candidate list, whether to use a skip mode, aninterpolation filter type, an interpolation filter tab, an interpolationfilter coefficient, a motion vector size, a presentation accuracy of amotion vector, a transform type, a transform size, information ofwhether or not a primary (first) transform is used, information ofwhether or not a secondary transform is used, a primary transform index,a secondary transform index, information of whether or not a residualsignal is present, a coded block pattern, a coded block flag (CBF), aquantization parameter, a quantization parameter residue, a quantizationmatrix, whether to apply an intra loop filter, an intra loop filtercoefficient, an intra loop filter tab, an intra loop filter shape/form,whether to apply a deblocking filter, a deblocking filter coefficient, adeblocking filter tab, a deblocking filter strength, a deblocking filtershape/form, whether to apply an adaptive sample offset, an adaptivesample offset value, an adaptive sample offset category, an adaptivesample offset type, whether to apply an adaptive loop filter, anadaptive loop filter coefficient, an adaptive loop filter tab, anadaptive loop filter shape/form, a binarization/inverse-binarizationmethod, a context model determining method, a context model updatingmethod, whether to perform a regular mode, whether to perform a bypassmode, a context bin, a bypass bin, a significant coefficient flag, alast significant coefficient flag, a coded flag for a unit of acoefficient group, a position of the last significant coefficient, aflag for whether a value of a coefficient is larger than 1, a flag forwhether a value of a coefficient is larger than 2, a flag for whether avalue of a coefficient is larger than 3, information on a remainingcoefficient value, a sign information, a reconstructed luma sample, areconstructed chroma sample, a residual luma sample, a residual chromasample, a luma transform coefficient, a chroma transform coefficient, aquantized luma level, a quantized chroma level, a transform coefficientlevel scanning method, a size of a motion vector search area at adecoder side, a shape of a motion vector search area at a decoder side,a number of time of a motion vector search at a decoder side,information on a CTU size, information on a minimum block size,information on a maximum block size, information on a maximum blockdepth, information on a minimum block depth, an imagedisplaying/outputting sequence, slice identification information, aslice type, slice partition information, tile identificationinformation, a tile type, tile partition information, a picture type, abit depth of an input sample, a bit depth of a reconstruction sample, abit depth of a residual sample, a bit depth of a transform coefficient,a bit depth of a quantized level, and information on a luma signal orinformation on a chroma signal may be included in the coding parameter.

Herein, signaling the flag or index may mean that a corresponding flagor index is entropy encoded and included in a bitstream by an encoder,and may mean that the corresponding flag or index is entropy decodedfrom a bitstream by a decoder.

When the encoding apparatus 100 performs encoding throughinter-prediction, an encoded current image may be used as a referenceimage for another image that is processed afterwards. Accordingly, theencoding apparatus 100 may reconstruct or decode the encoded currentimage, or store the reconstructed or decoded image as a reference imagein reference picture buffer 190.

A quantized level may be dequantized in the dequantization unit 160, ormay be inverse-transformed in the inverse-transform unit 170. Adequantized or inverse-transformed coefficient or both may be added witha prediction block by the adder 175. By adding the dequantized orinverse-transformed coefficient or both with the prediction block, areconstructed block may be generated. Herein, the dequantized orinverse-transformed coefficient or both may mean a coefficient on whichat least one of dequantization and inverse-transform is performed, andmay mean a reconstructed residual block.

A reconstructed block may pass through the filter unit 180. The filterunit 180 may apply at least one of a deblocking filter, a sampleadaptive offset (SAO), and an adaptive loop filter (ALF) to areconstructed sample, a reconstructed block or a reconstructed image.The filter unit 180 may be called as an in-loop filter.

The deblocking filter may remove block distortion generated inboundaries between blocks. In order to determine whether or not to applya deblocking filter, whether or not to apply a deblocking filter to acurrent block may be determined based samples included in several rowsor columns which are included in the block. When a deblocking filter isapplied to a block, another filter may be applied according to arequired deblocking filtering strength.

In order to compensate an encoding error, a proper offset value may beadded to a sample value by using a sample adaptive offset. The sampleadaptive offset may correct an offset of a deblocked image from anoriginal image by a sample unit. A method of partitioning samples of animage into a predetermined number of regions, determining a region towhich an offset is applied, and applying the offset to the determinedregion, or a method of applying an offset in consideration of edgeinformation on each sample may be used.

The adaptive loop filter may perform filtering based on a comparisonresult of the filtered reconstructed image and the original image.Samples included in an image may be partitioned into predeterminedgroups, a filter to be applied to each group may be determined, anddifferential filtering may be performed for each group. Information ofwhether or not to apply the ALF may be signaled by coding units (CUs),and a form and coefficient of the ALF to be applied to each block mayvary.

The reconstructed block or the reconstructed image having passed throughthe filter unit 180 may be stored in the reference picture buffer 190. Areconstructed block processed by the filter unit 180 may be a part of areference image. That is, a reference image is a reconstructed imagecomposed of reconstructed blocks processed by the filter unit 180. Thestored reference image may be used later in inter prediction or motioncompensation.

FIG. 2 is a block diagram showing a configuration of a decodingapparatus according to an embodiment and to which the present inventionis applied.

A decoding apparatus 200 may a decoder, a video decoding apparatus, oran image decoding apparatus.

Referring to FIG. 2 , the decoding apparatus 200 may include an entropydecoding unit 210, a dequantization unit 220, a inverse-transform unit230, an intra-prediction unit 240, a motion compensation unit 250, anadder 225, a filter unit 260, and a reference picture buffer 270.

The decoding apparatus 200 may receive a bitstream output from theencoding apparatus 100. The decoding apparatus 200 may receive abitstream stored in a computer readable recording medium, or may receivea bitstream that is streamed through a wired/wireless transmissionmedium. The decoding apparatus 200 may decode the bitstream by using anintra mode or an inter mode. In addition, the decoding apparatus 200 maygenerate a reconstructed image generated through decoding or a decodedimage, and output the reconstructed image or decoded image.

When a prediction mode used when decoding is an intra mode, a switch maybe switched to an intra. Alternatively, when a prediction mode used whendecoding is an inter mode, a switch may be switched to an inter mode.

The decoding apparatus 200 may obtain a reconstructed residual block bydecoding the input bitstream, and generate a prediction block. When thereconstructed residual block and the prediction block are obtained, thedecoding apparatus 200 may generate a reconstructed block that becomes adecoding target by adding the reconstructed residual block with theprediction block. The decoding target block may be called a currentblock.

The entropy decoding unit 210 may generate symbols by entropy decodingthe bitstream according to a probability distribution. The generatedsymbols may include a symbol of a quantized level form. Herein, anentropy decoding method may be a inverse-process of the entropy encodingmethod described above.

In order to decode a transform coefficient level (quantized level), theentropy decoding unit 210 may change a one-directional vector formcoefficient into a two-dimensional block form by using a transformcoefficient scanning method.

A quantized level may be dequantized in the dequantization unit 220, orinverse-transformed in the inverse-transform unit 230. The quantizedlevel may be a result of dequantizing or inverse-transforming or both,and may be generated as a reconstructed residual block. Herein, thedequantization unit 220 may apply a quantization matrix to the quantizedlevel.

When an intra mode is used, the intra-prediction unit 240 may generate aprediction block by performing, for the current block, spatialprediction that uses a sample value of a block adjacent to a decodingtarget block and which has been already decoded.

When an inter mode is used, the motion compensation unit 250 maygenerate a prediction block by performing, for the current block, motioncompensation that uses a motion vector and a reference image stored inthe reference picture buffer 270.

The adder 225 may generate a reconstructed block by adding thereconstructed residual block with the prediction block. The filter unit260 may apply at least one of a deblocking filter, a sample adaptiveoffset, and an adaptive loop filter to the reconstructed block orreconstructed image. The filter unit 260 may output the reconstructedimage. The reconstructed block or reconstructed image may be stored inthe reference picture buffer 270 and used when performinginter-prediction. A reconstructed block processed by the filter unit 260may be a part of a reference image. That is, a reference image is areconstructed image composed of reconstructed blocks processed by thefilter unit 260. The stored reference image may be used later in interprediction or motion compensation.

FIG. 3 is a view schematically showing a partition structure of an imagewhen encoding and decoding the image. FIG. 3 schematically shows anexample of partitioning a single unit into a plurality of lower units.

In order to efficiently partition an image, when encoding and decoding,a coding unit (CU) may be used. The coding unit may be used as a basicunit when encoding/decoding the image. In addition, the coding unit maybe used as a unit for distinguishing an intra prediction mode and aninter prediction mode when encoding/decoding the image. The coding unitmay be a basic unit used for prediction, transform, quantization,inverse-transform, dequantization, or an encoding/decoding process of atransform coefficient.

Referring to FIG. 3 , an image 300 is sequentially partitioned in alargest coding unit (LCU), and a LCU unit is determined as a partitionstructure. Herein, the LCU may be used in the same meaning as a codingtree unit (CTU). A unit partitioning may mean partitioning a blockassociated with to the unit. In block partition information, informationof a unit depth may be included. Depth information may represent anumber of times or a degree or both in which a unit is partitioned. Asingle unit may be partitioned into a plurality of lower level unitshierarchically associated with depth information based on a treestructure. In other words, a unit and a lower level unit generated bypartitioning the unit may correspond to a node and a child node of thenode, respectively. Each of partitioned lower unit may have depthinformation. Depth information may be information representing a size ofa CU, and may be stored in each CU. Unit depth represents times and/ordegrees related to partitioning a unit. Therefore, partitioninginformation of a lower-level unit may comprise information on a size ofthe lower-level unit.

A partition structure may mean a distribution of a coding unit (CU)within an LCU 310. Such a distribution may be determined according towhether or not to partition a single CU into a plurality (positiveinteger equal to or greater than 2 including 2, 4, 8, 16, etc.) of CUs.A horizontal size and a vertical size of the CU generated bypartitioning may respectively be half of a horizontal size and avertical size of the CU before partitioning, or may respectively havesizes smaller than a horizontal size and a vertical size beforepartitioning according to a number of times of partitioning. The CU maybe recursively partitioned into a plurality of CUs. By the recursivepartitioning, at least one among a height and a width of a CU afterpartitioning may decrease comparing with at least one among a height anda width of a CU before partitioning. Partitioning of the CU may berecursively performed until to a predefined depth or predefined size.For example, a depth of an LCU may be 0, and a depth of a smallestcoding unit (SCU) may be a predefined maximum depth. Herein, the LCU maybe a coding unit having a maximum coding unit size, and the SCU may be acoding unit having a minimum coding unit size as described above.Partitioning is started from the LCU 310, a CU depth increases by 1 as ahorizontal size or a vertical size or both of the CU decreases bypartitioning. For example, for each depth, a CU which is not partitionedmay have a size of 2N×2N. Also, in case of a CU which is partitioned, aCU with a size of 2N×2N may be partitioned into four CUs with a size ofN×N. A size of N may decrease to half as a depth increase by 1.

In addition, information whether or not the CU is partitioned may berepresented by using partition information of the CU. The partitioninformation may be 1-bit information. All CUs, except for a SCU, mayinclude partition information. For example, when a value of partitioninformation is 1, the CU may not be partitioned, when a value ofpartition information is 2, the CU may be partitioned.

Referring to FIG. 3 , an LCU having a depth 0 may be a 64×64 block. 0may be a minimum depth. A SCU having a depth 3 may be an 8×8 block. 3may be a maximum depth. A CU of a 32×32 block and a 16×16 block may berespectively represented as a depth 1 and a depth 2.

For example, when a single coding unit is partitioned into four codingunits, a horizontal size and a vertical size of the four partitionedcoding units may be a half size of a horizontal and vertical size of theCU before being partitioned. In one embodiment, when a coding unithaving a 32×32 size is partitioned into four coding units, each of thefour partitioned coding units may have a 16×16 size. When a singlecoding unit is partitioned into four coding units, it may be called thatthe coding unit may be partitioned into a quad-tree form.

For example, when one coding unit is partitioned into two sub-codingunits, the horizontal or vertical size (width or height) of each of thetwo sub-coding units may be half the horizontal or vertical size of theoriginal coding unit. For example, when a coding unit having a size of32×32 is vertically partitioned into two sub-coding units, each of thetwo sub-coding units may have a size of 16×32. For example, when acoding unit having a size of 8×32 is horizontally partitioned into twosub-coding units, each of the two sub-coding units may have a size of8×16. When one coding unit is partitioned into two sub-coding units, itcan be said that the coding unit is binary-partitioned or is partitionedby a binary tree partition structure.

For example, when one coding unit is partitioned into three sub-codingunits, the horizontal or vertical size of the coding unit can bepartitioned with a ratio of 1:2:1, thereby producing three sub-codingunits whose horizontal or vertical sizes are in a ratio of 1:2:1. Forexample, when a coding unit having a size of 16×32 is horizontallypartitioned into three sub-coding units, the three sub-coding units mayhave sizes of 16×8, 16×16, and 16×8 respectively, in the order from theuppermost to the lowermost sub-coding unit. For example, when a codingunit having a size of 32×32 is vertically split into three sub-codingunits, the three sub-coding units may have sizes of 8×32, 16×32, and8×32, respectively in the order from the left to the right sub-codingunit. When one coding unit is partitioned into three sub-coding units,it can be said that the coding unit is ternary-partitioned orpartitioned by a ternary tree partition structure.

In FIG. 3 , a coding tree unit (CTU) 320 is an example of a CTU to whicha quad tree partition structure, a binary tree partition structure, anda ternary tree partition structure are all applied.

As described above, in order to partition the CTU, at least one of aquad tree partition structure, a binary tree partition structure, and aternary tree partition structure may be applied. Various tree partitionstructures may be sequentially applied to the CTU, according to apredetermined priority order. For example, the quad tree partitionstructure may be preferentially applied to the CTU. A coding unit thatcannot be partitioned any longer using a quad tree partition structuremay correspond to a leaf node of a quad tree. A coding unitcorresponding to a leaf node of a quad tree may serve as a root node ofa binary and/or ternary tree partition structure. That is, a coding unitcorresponding to a leaf node of a quad tree may be further partitionedby a binary tree partition structure or a ternary tree partitionstructure, or may not be further partitioned. Therefore, by preventing acoding block that results from binary tree partitioning or ternary treepartitioning of a coding unit corresponding to a leaf node of a quadtree from undergoing further quad tree partitioning, block partitioningand/or signaling of partition information can be effectively performed.

The fact that a coding unit corresponding to a node of a quad tree ispartitioned may be signaled using quad partition information. The quadpartition information having a first value (e.g., “1”) may indicate thata current coding unit is partitioned by the quad tree partitionstructure. The quad partition information having a second value (e.g.,“0”) may indicate that a current coding unit is not partitioned by thequad tree partition structure. The quad partition information may be aflag having a predetermined length (e.g., one bit).

There may not be a priority between the binary tree partitioning and theternary tree partitioning. That is, a coding unit corresponding to aleaf node of a quad tree may further undergo arbitrary partitioningamong the binary tree partitioning and the ternary tree partitioning. Inaddition, a coding unit generated through the binary tree partitioningor the ternary tree partitioning may undergo a further binary treepartitioning or a further ternary tree partitioning, or may not befurther partitioned.

A tree structure in which there is no priority among the binary treepartitioning and the ternary tree partitioning is referred to as amulti-type tree structure. A coding unit corresponding to a leaf node ofa quad tree may serve as a root node of a multi-type tree. Whether topartition a coding unit which corresponds to a node of a multi-type treemay be signaled using at least one of multi-type tree partitionindication information, partition direction information, and partitiontree information. For partitioning of a coding unit corresponding to anode of a multi-type tree, the multi-type tree partition indicationinformation, the partition direction, and the partition tree informationmay be sequentially signaled.

The multi-type tree partition indication information having a firstvalue (e.g., “1”) may indicate that a current coding unit is to undergoa multi-type tree partitioning. The multi-type tree partition indicationinformation having a second value (e.g., “0”) may indicate that acurrent coding unit is not to undergo a multi-type tree partitioning.

When a coding unit corresponding to a node of a multi-type tree isfurther partitioned by a multi-type tree partition structure, the codingunit may include partition direction information. The partitiondirection information may indicate in which direction a current codingunit is to be partitioned for the multi-type tree partitioning. Thepartition direction information having a first value (e.g., “1”) mayindicate that a current coding unit is to be vertically partitioned. Thepartition direction information having a second value (e.g., “0”) mayindicate that a current coding unit is to be horizontally partitioned.

When a coding unit corresponding to a node of a multi-type tree isfurther partitioned by a multi-type tree partition structure, thecurrent coding unit may include partition tree information. Thepartition tree information may indicate a tree partition structure whichis to be used for partitioning of a node of a multi-type tree. Thepartition tree information having a first value (e.g., “1”) may indicatethat a current coding unit is to be partitioned by a binary treepartition structure. The partition tree information having a secondvalue (e.g., “0”) may indicate that a current coding unit is to bepartitioned by a ternary tree partition structure.

The partition indication information, the partition tree information,and the partition direction information may each be a flag having apredetermined length (e.g., one bit).

At least any one of the quadtree partition indication information, themulti-type tree partition indication information, the partitiondirection information, and the partition tree information may be entropyencoded/decoded. For the entropy-encoding/decoding of those types ofinformation, information on a neighboring coding unit adjacent to thecurrent coding unit may be used. For example, there is a highprobability that the partition type (the partitioned or non-partitioned,the partition tree, and/or the partition direction) of a leftneighboring coding unit and/or an upper neighboring coding unit of acurrent coding unit is similar to that of the current coding unit.Therefore, context information for entropy encoding/decoding of theinformation on the current coding unit may be derived from theinformation on the neighboring coding units. The information on theneighboring coding units may include at least any one of quad partitioninformation, multi-type tree partition indication information, partitiondirection information, and partition tree information.

As another example, among binary tree partitioning and ternary treepartitioning, binary tree partitioning may be preferentially performed.That is, a current coding unit may primarily undergo binary treepartitioning, and then a coding unit corresponding to a leaf node of abinary tree may be set as a root node for ternary tree partitioning. Inthis case, neither quad tree partitioning nor binary tree partitioningmay not be performed on the coding unit corresponding to a node of aternary tree.

A coding unit that cannot be partitioned by a quad tree partitionstructure, a binary tree partition structure, and/or a ternary treepartition structure becomes a basic unit for coding, prediction and/ortransformation. That is, the coding unit cannot be further partitionedfor prediction and/or transformation. Therefore, the partition structureinformation and the partition information used for partitioning a codingunit into prediction units and/or transformation units may not bepresent in a bit stream.

However, when the size of a coding unit (i.e., a basic unit forpartitioning) is larger than the size of a maximum transformation block,the coding unit may be recursively partitioned until the size of thecoding unit is reduced to be equal to or smaller than the size of themaximum transformation block. For example, when the size of a codingunit is 64×64 and when the size of a maximum transformation block is32×32, the coding unit may be partitioned into four 32×32 blocks fortransformation. For example, when the size of a coding unit is 32×64 andthe size of a maximum transformation block is 32×32, the coding unit maybe partitioned into two 32×32 blocks for the transformation. In thiscase, the partitioning of the coding unit for transformation is notsignaled separately, and may be determined through comparison betweenthe horizontal or vertical size of the coding unit and the horizontal orvertical size of the maximum transformation block. For example, when thehorizontal size (width) of the coding unit is larger than the horizontalsize (width) of the maximum transformation block, the coding unit may bevertically bisected. For example, when the vertical size (length) of thecoding unit is larger than the vertical size (length) of the maximumtransformation block, the coding unit may be horizontally bisected.

Information of the maximum and/or minimum size of the coding unit andinformation of the maximum and/or minimum size of the transformationblock may be signaled or determined at an upper level of the codingunit. The upper level may be, for example, a sequence level, a picturelevel, a slice level, or the like. For example, the minimum size of thecoding unit may be determined to be 4×4. For example, the maximum sizeof the transformation block may be determined to be 64×64. For example,the minimum size of the transformation block may be determined to be4×4.

Information of the minimum size (quad tree minimum size) of a codingunit corresponding to a leaf node of a quad tree and/or information ofthe maximum depth (the maximum tree depth of a multi-type tree) from aroot node to a leaf node of the multi-type tree may be signaled ordetermined at an upper level of the coding unit. For example, the upperlevel may be a sequence level, a picture level, a slice level, or thelike. Information of the minimum size of a quad tree and/or informationof the maximum depth of a multi-type tree may be signaled or determinedfor each of an intra-picture slice and an inter-picture slice.

Difference information between the size of a CTU and the maximum size ofa transformation block may be signaled or determined at an upper levelof the coding unit. For example, the upper level may be a sequencelevel, a picture level, a slice level, or the like. Information of themaximum size of the coding units corresponding to the respective nodesof a binary tree (hereinafter, referred to as a maximum size of a binarytree) may be determined based on the size of the coding tree unit andthe difference information. The maximum size of the coding unitscorresponding to the respective nodes of a ternary tree (hereinafter,referred to as a maximum size of a ternary tree) may vary depending onthe type of slice. For example, for an intra-picture slice, the maximumsize of a ternary tree may be 32×32. For example, for an inter-pictureslice, the maximum size of a ternary tree may be 128×128. For example,the minimum size of the coding units corresponding to the respectivenodes of a binary tree (hereinafter, referred to as a minimum size of abinary tree) and/or the minimum size of the coding units correspondingto the respective nodes of a ternary tree (hereinafter, referred to as aminimum size of a ternary tree) may be set as the minimum size of acoding block.

As another example, the maximum size of a binary tree and/or the maximumsize of a ternary tree may be signaled or determined at the slice level.Alternatively, the minimum size of the binary tree and/or the minimumsize of the ternary tree may be signaled or determined at the slicelevel.

Depending on size and depth information of the above-described variousblocks, quad partition information, multi-type tree partition indicationinformation, partition tree information and/or partition directioninformation may be included or may not be included in a bit stream.

For example, when the size of the coding unit is not larger than theminimum size of a quad tree, the coding unit does not contain quadpartition information. Thus, the quad partition information may bededuced from a second value.

For example, when the sizes (horizontal and vertical sizes) of a codingunit corresponding to a node of a multi-type tree are larger than themaximum sizes (horizontal and vertical sizes) of a binary tree and/orthe maximum sizes (horizontal and vertical sizes) of a ternary tree, thecoding unit may not be binary-partitioned or ternary-partitioned.Accordingly, the multi-type tree partition indication information maynot be signaled but may be deduced from a second value.

Alternatively, when the sizes (horizontal and vertical sizes) of acoding unit corresponding to a node of a multi-type tree are the same asthe maximum sizes (horizontal and vertical sizes) of a binary treeand/or are two times as large as the maximum sizes (horizontal andvertical sizes) of a ternary tree, the coding unit may not be furtherbinary-partitioned or ternary-partitioned. Accordingly, the multi-typetree partition indication information may not be signaled but be derivedfrom a second value. This is because when a coding unit is partitionedby a binary tree partition structure and/or a ternary tree partitionstructure, a coding unit smaller than the minimum size of a binary treeand/or the minimum size of a ternary tree is generated.

Alternatively, when the depth of a coding unit corresponding to a nodeof a multi-type tree is equal to the maximum depth of the multi-typetree, the coding unit may not be further binary-partitioned and/orternary-partitioned. Accordingly, the multi-type tree partitionindication information may not be signaled but may be deduced from asecond value.

Alternatively, only when at least one of vertical direction binary treepartitioning, horizontal direction binary tree partitioning, verticaldirection ternary tree partitioning, and horizontal direction ternarytree partitioning is possible for a coding unit corresponding to a nodeof a multi-type tree, the multi-type tree partition indicationinformation may be signaled. Otherwise, the coding unit may not bebinary-partitioned and/or ternary-partitioned. Accordingly, themulti-type tree partition indication information may not be signaled butmay be deduced from a second value.

Alternatively, only when both of the vertical direction binary treepartitioning and the horizontal direction binary tree partitioning orboth of the vertical direction ternary tree partitioning and thehorizontal direction ternary tree partitioning are possible for a codingunit corresponding to a node of a multi-type tree, the partitiondirection information may be signaled. Otherwise, the partitiondirection information may not be signaled but may be derived from avalue indicating possible partitioning directions.

Alternatively, only when both of the vertical direction binary treepartitioning and the vertical direction ternary tree partitioning orboth of the horizontal direction binary tree partitioning and thehorizontal direction ternary tree partitioning are possible for a codingtree corresponding to a node of a multi-type tree, the partition treeinformation may be signaled. Otherwise, the partition tree informationmay not be signaled but be deduced from a value indicating a possiblepartitioning tree structure.

FIG. 4 is a diagram illustrating an embodiment of an inter-pictureprediction process.

In FIG. 4 , a rectangle may represent a picture. In FIG. 4 , an arrowrepresents a prediction direction. Pictures may be categorized intointra pictures (I pictures), predictive pictures (P pictures), andBi-predictive pictures (B pictures) according to the encoding typethereof.

The I picture may be encoded through intra-prediction without requiringinter-picture prediction. The P picture may be encoded throughinter-picture prediction by using a reference picture that is present inone direction (i.e., forward direction or backward direction) withrespect to a current block. The B picture may be encoded throughinter-picture prediction by using reference pictures that are preset intwo directions (i.e., forward direction and backward direction) withrespect to a current block. When the inter-picture prediction is used,the encoder may perform inter-picture prediction or motion compensationand the decoder may perform the corresponding motion compensation.

Herein below, an embodiment of the inter-picture prediction will bedescribed in detail.

The inter-picture prediction or motion compensation may be performedusing a reference picture and motion information.

Motion information of a current block may be derived duringinter-picture prediction by each of the encoding apparatus 100 and thedecoding apparatus 200. The motion information of the current block maybe derived by using motion information of a reconstructed neighboringblock, motion information of a collocated block (also referred to as acol block or a co-located block), and/or a block adjacent to theco-located block. The co-located block may mean a block that is locatedspatially at the same position as the current block, within a previouslyreconstructed collocated picture (also referred to as a col picture or aco-located picture). The co-located picture may be one picture among oneor more reference pictures included in a reference picture list.

A method of deriving the motion information of the current block mayvary depending on a prediction mode of the current block. For example,as prediction modes for inter-picture prediction, there may be an AMVPmode, a merge mode, a skip mode, a current picture reference mode, etc.The merge mode may be referred to as a motion merge mode.

For example, when the AMVP is used as the prediction mode, at least oneof motion vectors of the reconstructed neighboring blocks, motionvectors of the co-located blocks, motion vectors of blocks adjacent tothe co-located blocks, and a (0, 0) motion vector may be determined asmotion vector candidates for the current block, and a motion vectorcandidate list is generated by using the emotion vector candidates. Themotion vector candidate of the current block can be derived by using thegenerated motion vector candidate list. The motion information of thecurrent block may be determined based on the derived motion vectorcandidate. The motion vectors of the collocated blocks or the motionvectors of the blocks adjacent to the collocated blocks may be referredto as temporal motion vector candidates, and the motion vectors of thereconstructed neighboring blocks may be referred to as spatial motionvector candidates.

The encoding apparatus 100 may calculate a motion vector difference(MVD) between the motion vector of the current block and the motionvector candidate and may perform entropy encoding on the motion vectordifference (MVD). In addition, the encoding apparatus 100 may performentropy encoding on a motion vector candidate index and generate abitstream. The motion vector candidate index may indicate an optimummotion vector candidate among the motion vector candidates included inthe motion vector candidate list. The decoding apparatus may performentropy decoding on the motion vector candidate index included in thebitstream and may select a motion vector candidate of a decoding targetblock from among the motion vector candidates included in the motionvector candidate list by using the entropy-decoded motion vectorcandidate index. In addition, the decoding apparatus 200 may add theentropy-decoded MVD and the motion vector candidate extracted throughthe entropy decoding, thereby deriving the motion vector of the decodingtarget block.

The bitstream may include a reference picture index indicating areference picture. The reference picture index may be entropy-encoded bythe encoding apparatus 100 and then signaled as a bitstream to thedecoding apparatus 200. The decoding apparatus 200 may generate aprediction block of the decoding target block based on the derivedmotion vector and the reference picture index information.

Another example of the method of deriving the motion information of thecurrent may be the merge mode. The merge mode may mean a method ofmerging motion of a plurality of blocks. The merge mode may mean a modeof deriving the motion information of the current block from the motioninformation of the neighboring blocks. When the merge mode is applied,the merge candidate list may be generated using the motion informationof the reconstructed neighboring blocks and/or the motion information ofthe collocated blocks. The motion information may include at least oneof a motion vector, a reference picture index, and an inter-pictureprediction indicator. The prediction indicator may indicateone-direction prediction (L0 prediction or L1 prediction) ortwo-direction predictions (L0 prediction and L1 prediction).

The merge candidate list may be a list of motion information stored. Themotion information included in the merge candidate list may be at leasteither one of the zero merge candidate and new motion information thatis a combination of the motion information (spatial merge candidate) ofone neighboring block adjacent to the current block, the motioninformation (temporal merge candidate) of the collocated block of thecurrent block, which is included within the reference picture, and themotion information exiting in the merge candidate list.

The encoding apparatus 100 may generate a bitstream by performingentropy encoding on at least one of a merge flag and a merge index andmay signal the bitstream to the decoding apparatus 200. The merge flagmay be information indicating whether or not to perform the merge modefor each block, and the merge index may be information indicating thatwhich neighboring block, among the neighboring blocks of the currentblock, is a merge target block. For example, the neighboring blocks ofthe current block may include a left neighboring block on the left sideof the current block, an upper neighboring block disposed above thecurrent block, and a temporal neighboring block temporally adjacent tothe current block.

The skip mode may be a mode in which the motion information of theneighboring block is applied to the current block as it is. When theskip mode is applied, the encoding apparatus 100 may perform entropyencoding on information of the fact that the motion information of whichblock is to be used as the motion information of the current block togenerate a bit stream, and may signal the bitstream to the decodingapparatus 200. The encoding apparatus 100 may not signal a syntaxelement regarding at least any one of the motion vector differenceinformation, the encoding block flag, and the transform coefficientlevel to the decoding apparatus 200.

The current picture reference mode may mean a prediction mode in which apreviously reconstructed region within a current picture to which thecurrent block belongs is used for prediction. Here, a vector may be usedto specify the previously-reconstructed region. Information indicatingwhether the current block is to be encoded in the current picturereference mode may be encoded by using the reference picture index ofthe current block. The flag or index indicating whether or not thecurrent block is a block encoded in the current picture reference modemay be signaled, and may be deduced based on the reference picture indexof the current block. In the case where the current block is encoded inthe current picture reference mode, the current picture may be added tothe reference picture list for the current block so as to be located ata fixed position or a random position in the reference picture list. Thefixed position may be, for example, a position indicated by a referencepicture index of 0, or the last position in the list. When the currentpicture is added to the reference picture list so as to be located atthe random position, the reference picture index indicating the randomposition may be signaled.

Hereinafter, an image encoding/decoding method according to the presentinvention will be described in detail with reference to the abovedescription.

FIG. 5 is a view of a flowchart showing an image decoding methodaccording to an embodiment of the present invention.

Referring to FIG. 5 , in S510, a decoding apparatus may entropy decodeinformation of motion estimation based on a merge mode, and in S520,derive a merge candidate of a current block on the basis of decodedinformation. Subsequently, in S530, the decoding apparatus may generatean initial merge candidate list of merge candidates by using a mergecandidate previously derived. Subsequently, in S540, the decodingapparatus may generate a merge candidate list reconfigured by using theinitial merge candidate list.

A merge candidate derived by the decoding apparatus may include at leastone of a spatial merge candidate, a temporal merge candidate, asub-block based temporal merge candidate, a sub-block basedtemporal-spatial combined merge candidate, and an additional mergecandidate. However, types of merge candidates that may be merged by thedecoding apparatus are not limited thereto, and various forms of mergecandidates that may be implemented by those of ordinary skill in the artmay be applied to the present invention.

FIG. 6 is a view of a flowchart showing an image decoding methodaccording to an embodiment of the present invention.

Referring to FIG. 6 , S540 of generating, by the decoding apparatus, areconstructed merge candidate list will be described in detail. In S610,the decoding apparatus may calculate a distortion value of a mergecandidate that is derived by using motion information of a neighborblock of the current block. Subsequently, in S620, the decodingapparatus may generate a reconfigured merge candidate list byreconfiguring the initial merge candidate list on the basis of thecalculated distortion value.

FIG. 7 is a view showing a method of deriving a spatial merge candidate.

Referring to FIG. 7 , a method of deriving, by the decoding apparatus, aspatial merge candidate of a current block to be decoded will bedescribed in detail. The decoding apparatus may derive a spatial mergecandidate of a current block from a reconstructed neighbor block that isspatially adjacent to the current block.

For example, motion information may be derived from blocks correspondingto a block A1 positioned to the left of a current block X, a block B1positioned to the upper of the current block X, a block B0 positioned tothe right upper corner of the current block X, a block A0 positioned tothe left lower of the current block X, and a block B2 positioned to theleft upper corner of the current block X, and the derived informationmay be used as a spatial merge candidate of the current block.

When deriving a spatial merge candidate of a current block from areconstructed neighbor block, when motion information of the neighborblock is decoded through an affine transform model mode (affine mode) orcurrent picture referencing (CPR) mode, the decoding apparatus does notuse the corresponding neighbor block as a spatial merge candidate.Herein, a CPR mode may mean a prediction mode that may use a currentimage as a reference image when performing intra or inter-prediction.

In addition, a neighbor block may include corrected motion informationrather than initial motion information. Herein, the decoding apparatusmay use initial motion information of the neighbor block as a spatialmerge candidate of a current block rather than using corrected motioninformation.

A spatial merge candidate may indicate motion information of areconstructed neighbor block spatially adjacent to a current block, andmay have a square form or non-square form. In addition, a reconstructedneighbor block spatially adjacent to a current block may be divided intoa lower level block (sub-block) unit. The decoding apparatus may deriveat least one spatial merge candidate for each lower level block.

In another example, a spatial merge candidate may include motioninformation of a reconstructed neighbor block that is not spatiallyadjacent to a current block. Herein, a reconstructed neighbor block thatis not spatially adjacent to a current block may be a block positionedwithin the same CTU with the current block.

Meanwhile, when a reconstructed neighbor block that is not spatiallyadjacent to a current block is positioned in a CTU differing from thecurrent block, a reconstructed neighbor block that is not spatiallyadjacent is not used as a spatial merge candidate of the current block.However, even though the neighbor block that is not spatially adjacentis positioned within the different CTU, the corresponding neighbor blockmay be used as a spatial merge candidate of the current block when thesame is positioned to upper boundary or left boundary or both of a CTUto which the current block belongs.

Herein, deriving a spatial merge candidate may mean deriving a spatialmerge candidate and adding the same to a merge candidate list. Herein,each merge candidate included in a merge candidate list may differ inmotion information.

When adding, by the decoding apparatus, a spatial merge candidate to amerge candidate list, the decoding apparatus may determine whether ornot motion information of all spatial merge candidates present in themerge candidate list, in addition to a candidate that is addedpreviously before to a merge candidate list, is identical to motioninformation of a newly added spatial merge candidate. When the decodingapparatus determines that a spatial merge candidate identical to thenewly added spatial merge candidate is not present in the mergecandidate list, the decoding apparatus may add the spatial mergecandidate to the merge candidate list.

The decoding apparatus may derive up to maxNumSpatialMergeCand spatialmerge candidates. Herein, maxNumSpatialMergeCand may be a positiveinteger including 0.

In an example, maxNumSpatialMVPCand may be 5. MaxNumMergeCand may be amaximum number of merge candidates that may be included in a mergecandidate list, and may be a positive integer including 0. In addition,numMergeCand may mean a number of merge candidates included in apractical merge candidate list within a preset MaxNumMergeCand. However,use of numMergeCand and MaxNumMergeCand does not limit the scope of thepresent invention. The decoding apparatus may use the above describedinformation by using a parameter value having the same meaning withnumMergeCand and MaxNumMergeCand.

FIG. 8 is a view showing a method of deriving a temporal mergecandidate.

Referring to FIG. 8 , a method of deriving, by the decoding apparatus, atemporal merge candidate of a current block to be decoded will bedescribed in detail. The decoding apparatus may derive a temporal mergecandidate from a reconstructed block in a reference image (referencepicture) temporally adjacent to a current block. A reference imagetemporally adjacent to a current block may mean a co-located image(co-located picture). In addition, information of a co-located image maybe transmitted from the encoding apparatus to the decoding apparatus inat least one unit of a sequence, a picture, a slice, a tile, a CTU, anda coding block unit within a CTU.

Alternatively, information of a co-located image may be implicitlyderived by using at least one piece of motion information of alreadyencoded/decoded blocks which are currently or temporally-spatially orboth adjacent to a hierarchy according to an encoding/decoding order,and using an inter-prediction indicator of a co-located image of asequence, a picture, a slice, and a tile level or reference image indexinformation.

Information of a co-located image may include at least one of aninter-prediction indicator, a reference image index and motion vectorinformation indicating a co-located block of a current block.

Herein, when deriving a temporal merge candidate of a current block, aposition of a co-located image and a co-located block within theco-located image may be determined by using at least one piece of motioninformation of an already decoded block that is or is nottemporally-spatially adjacent through a block identically positionedwithin the co-located image on the basis of a position of the currentblock.

Alternatively, by using at least one piece of motion vector informationof an already decoded block that is or is not temporally-spatiallyadjacent to a current block from a position spatially identical to thecurrent block within a selected co-located image, a block positioned bymoving by the corresponding motion vector may be defined as a co-locatedblock of the current block.

Herein, the motion information may include a motion vector, a referenceimage index, an inter-prediction indicator, a picture order count (POC),information of a co-located image of a current coding picture (or slice)level.

Herein, deriving a temporal merge candidate may mean deriving a temporalmerge candidate and adding the same to a merge candidate list. Inaddition, adding a temporal merge candidate to a merge candidate listmay mean adding a corresponding temporal merge candidate to a mergecandidate list when motion information present in an existing mergecandidate list and motion information of a newly derived temporal mergecandidate are different.

When the decoding apparatus adds a temporal merge candidate, and asub-block based temporal merge candidate that will be described later ispresent in an existing merge candidate list, the decoding apparatus maydetermine whether or not motion information of a sub-block basedtemporal merge candidate is identical to motion information of a newlyadded temporal merge candidate. When the decoding apparatus determinesthat a sub-block based temporal merge candidate having motioninformation identical to a newly added temporal merge candidate is notpresent in a merge candidate list, the decoding apparatus may add thecorresponding temporal merge candidate to a merge candidate list.

In detail, the decoding apparatus may compare representative motioninformation of a sub-block based temporal merge candidate with motioninformation of a newly added temporal merge candidate. A detailedembodiment of obtaining representative motion information will bedescribed below with reference to FIG. 11 .

The decoding apparatus may determine whether or not an inter-predictionindicator of representative motion information is identical to a valueof an inter-prediction indicator of a newly added temporal mergecandidate. Herein, when a value of an inter-prediction indicator is notidentical, the decoding apparatus may add a temporal merge candidate toa merge candidate list. Meanwhile, when a value of an inter-predictionindicator is identical, the decoding apparatus may not add a newly addedtemporal merge candidate to a merge candidate list.

In another example, when a value of an inter-prediction indicator isidentical, the decoding apparatus may additionally determine whether ornot a motion vector or reference image index of representative motioninformation is identical to a motion vector or reference image index ofa newly added temporal merge candidate. When at least one of a motionvector and a reference image index is not identical, the decodingapparatus may add a temporal merge candidate to a merge candidate list.

In another example, even though a value of an inter-prediction indicatoris identical, when at least one piece of motion information of L0 and L1directions is not identical, the decoding apparatus may not add atemporal merge candidate to a merge candidate list.

On the other hand, when a temporal merge candidate is included first inan existing merge candidate list and a sub-block based temporal mergecandidate is additionally added afterward, the decoding apparatus maydetermine whether or not to add a newly added sub-block based temporalmerge candidate to a merge candidate list by using any one of methodsdescribed above. In other words, the decoding apparatus may comparemotion information of a temporal merge candidate that is included in anexisting merge candidate list with motion information of a newly addedsub-block based temporal merge candidate, and determine whether or notto add the newly added sub-block based temporal merge candidate to themerge candidate list.

The decoding apparatus may derive up to maxNumTemporalMergeCand temporalmerge candidates. Herein, maxNumTemporalMergeCand may be a positiveinteger including 0.

In an example, maxNumTemporalMergeCand may be 1. However, use of themaxNumTemporalMergeCand does not limit the scope of the presentinvention. The decoding apparatus may use the information describedabove by using a parameter value having the same meaning withmaxNumTemporalMergeCand.

Hereinafter, prediction through a temporal merge candidate is referredto as temporal motion vector prediction (TMVP) in the presentspecification.

FIG. 8 is a view showing a method of deriving a temporal mergecandidate.

The decoding apparatus may derive a temporal merge candidate by using ablock at a position H that is outside of a co-located block C positionedspatially identical to a current block X, or by using a block at aposition C3.

When the decoding apparatus derives a temporal merge candidate from ablock at a position H, a temporal merge candidate may be derived througha block at a position H, and when the decoding apparatus does not derivea temporal merge candidate from a block at a position H, a temporalmerge candidate may be derived through a block at a position C3.

Herein, when the block at a position H or at a position C3 is encoded byusing an intra-prediction method, the decoding apparatus cannot derive atemporal merge candidate. The co-located block may have a square form ornon-square form.

In another example, when a block in association to the same (block at aposition H or C3) is encoded by using affine transform model mode(affine mode) or current image reference mode (CPR mode), the decodingapparatus cannot derive a temporal merge candidate of a current blockfrom the corresponding co-located block.

When a distance between an image including a current block and areference image of the current block differs from a distance between animage including a co-located block and a reference image of theco-located block, the decoding apparatus may derive a temporal mergecandidate by performing scaling for a motion vector of the co-locatedblock. Scaling for a motion vector may be performed according to a ratioof td to tb (Ratio=(tb/td)).

Herein, td may mean a difference value between a POC of a co-locatedimage and a POC of a reference image of the co-located block, and tb maymean a difference value between a POC of an image to be decoded and aPOC of a reference image of a current block.

Hereinafter, a method of deriving, by the decoding apparatus, asub-block based temporal merge candidate will be described.

The decoding apparatus may derive a temporal merge candidate from aco-located sub-block in a sub-block unit. The sub-block is a blockhaving a horizontal or vertical size smaller than the current block orhaving a deeper depth or more reduced form than the current block, andmay be a block included in the current block.

A co-located sub-block of a sub-block to be decoded may have a squareform or non-square form. The decoding apparatus may divide a co-locatedblock of a current block by a sub-block unit, and derive at least onetemporal merge candidate for each sub-block.

When at least one temporal merge candidate is derived by dividing by asub-block unit, a temporal merge candidate may be derived from aco-located sub-block corresponding to H or C3 according to a form ordepth of a sub-block of the current block as described in FIG. 8 .Alternatively, at least one temporal merge candidate may be derived frommotion information stored in each sub-block unit of a co-located blockin association with a position by moving according to motion informationderived from neighbor blocks of the current block.

When deriving a temporal merge candidate of a current block or asub-block of the current block, the decoding apparatus may performscaling for a motion vector of each reference image list obtained from aco-located sub-block within a co-located block to a motion vector inassociation with an arbitrary reference image of the current block.

The decoding apparatus may obtain a plurality of motion vectors byperforming scaling for a motion vector from a co-located sub-block to amotion vector in association with at least one reference image among allreference images that may be referenced by a sub-block of the currentblock, obtain at least one prediction block using a scaled motion vectorin association with each reference image, and obtain a prediction blockof the current block or sub-block by a weighted sum thereof.

Hereinafter, prediction through a sub-block based temporal mergecandidate is referred to as alternative temporal motion vectorprediction (ATMVP) in the present specification.

FIG. 9 is a view showing a method of deriving a sub-block basedtemporal-spatial combined merge candidate.

The decoding apparatus may derive a merge candidate of a current blockby using at least one piece of motion information of a neighbor spatialsub-block or a co-located sub-block within a co-located image or both ina sub-block unit by dividing the current block into sub-blocks.

FIG. 9 is a view showing a method of deriving, by the decodingapparatus, a sub-block based temporal-spatial combined merge candidate.In FIG. 9 , a current block having an 8×8 size with gray color isdivided into four 4×4 sub-blocks.

The decoding apparatus may derive a sub-block based temporal-spatialcombined merge candidate by using motion vector information oftemporal-spatial sub-blocks of each sub-block.

In FIG. 9 , when the decoding apparatus divides the current block intosub-blocks and derives a residual signal according to motion estimation,the decoding apparatus may obtain motion information by performingscanning from the left to the right based on a sub-block of that isupper of a sub-block A. For example, in FIG. 9 , when an upper sub-blockis encoded through an intra-prediction method, the decoding apparatusmay sequentially scan an upper sub-block b.

The decoding apparatus may perform scanning for an upper neighbor blockuntil an upper sub-block including usable motion vector information isfound. The decoding apparatus may obtain motion information of a usableupper sub-block, and then obtain motion information by performingscanning from the top to the bottom based on a sub-block c that is leftof the sub-block A.

The decoding apparatus may obtain spatial neighbor motion information ofat least one of the left and upper sub-blocks, and in order to derivetemporal motion information, the decoding apparatus may obtain motioninformation of at least one of a co-located sub-block and a co-locatedblock of a current sub-block.

Herein, a position of a co-located block or a sub-block of theco-located block may be motion information of a block at a position C3or H which is described in FIG. 8 , or may indicate a sub-block of aco-located block at a position corrected by a motion vector derivedadjacent to the current block or a co-located block at a correctedposition.

By using the above method, the decoding apparatus may obtain at leastone piece of motion information of at least one of L0 and L1 spatiallyneighbor blocks of the current block, and motion information of atemporal neighbor block, and derive a sub-block based temporal-spatialcombined merge candidate of a sub-block that is currently decode on thebasis of the same.

In one embodiment, the decoding apparatus may perform scaling for atleast one motion vector derived in the temporal-spatial sub-blockdescribing the sub-block of the current block with respect to at leastone of L0 and L1 so as to correspond to the first reference image of thecurrent block. Subsequently, the decoding apparatus may derive a motionvector of a current sub-block A or a temporal-spatial combined mergecandidate of the sub-block A by using at least one of an average value,a maximum value, a minimum value, a median value, a weight value, a modeof up to three scaled motion vectors. By using the same method, thedecoding apparatus may derive a temporal-spatial combined mergecandidate of sub-blocks B, C, and D.

The decoding apparatus may not divide a current block into sub-blocks A,B, C, and D as shown in FIG. 9 , and derive a merge candidate of thecurrent block by using at least one piece of motion information of aneighbor spatial sub-block and a co-located sub-block within aco-located image. For example, the decoding apparatus may derive atemporal-spatial combined merge candidate of the current block by usingmotion information of the upper sub-block b, motion information of theleft sub-block d, and motion information of a co-located block.

Hereinafter, prediction through a sub-block based temporal-spatialcombined merge candidate is referred to as spatial-temporal motionvector prediction (STMVP) in the present specification.

Hereinafter, in addition to a spatial merge candidate, a temporal mergecandidate, a sub-block based temporal merge candidate, and a sub-blockbased temporal-spatial combined merge candidate which are describedabove, an additional merge candidate that may be applied to the presentinvention will be described.

As an additional merge candidate that may be used in the presentinvention, the decoding apparatus may derive at least one of a modifiedspatial merge candidate, a modified temporal merge candidate, a combinedmerge candidate, and a merge candidate having a predetermined motioninformation value.

Herein, deriving an additional merge candidate may mean adding acorresponding merge candidate to a merge candidate list when a mergecandidate including motion information differing from a merge candidatepresent in an existing merge candidate list is present.

Herein, the modified spatial merge candidate may mean a merge candidateobtained by modifying at least of motion information of a spatial mergecandidate derived by using the method described above.

The modified temporal merge candidate may mean a merge candidateobtained by modifying at least one piece of motion information of atemporal merge candidate derived by using the method described above.

Herein, a merge candidate having a predetermined motion informationvalue may mean a zero merge candidate having a motion vector of (0, 0).Hereinafter, prediction through a zero merge candidate is referred to aszero motion prediction (ZMP) in the present specification.

A combined merge candidate may mean a merge candidate using motioninformation of at least one of motion information of a spatial mergecandidate, a temporal merge candidate, a modified spatial mergecandidate, a modified temporal merge candidate, a combined mergecandidate, and a merge candidate having a predetermined motioninformation value and which are present in a merge candidate list.Herein, a combined merge candidate may mean a combined bi-predictionmerge candidate.

Herein, a combined merge candidate may be constituted for each list. Forexample, the decoding apparatus may generate a newly combined L0 listmerge candidate by using an average value of candidates present in an L0list. In addition, the decoding apparatus may generate a newly combinedL1 merge candidate by using an average value of candidates present in anL1 list.

In addition, the decoding apparatus may generate an L0 or L1 list mergecandidate by using candidates present in an L0 or L1 list.

For example, the decoding apparatus may generate a newly combined L0list merge candidate by using an average value of candidates that aregenerated by performing mirroring or scaling for an L0 merge candidateand an L1 merge candidate in an L0 list direction.

In another example, the decoding apparatus may generate a newly combinedL1 list merge candidate by using an average value of candidates that aregenerated by performing mirroring or scaling for an L1 merge candidateand an L0 merge candidate in an L1 list direction.

Hereinafter, prediction through a combined merge candidate will bereferred to as combined motion prediction (CMP) in the presentspecification.

The decoding apparatus may derive at least one of a modified spatialmerge candidate, a spatial merge candidate, a modified temporal mergecandidate, a temporal merge candidate, a combined merge candidate, and amerge candidate having a predetermined motion information value for eachsub-block, and add the merge candidate derived for each sub-block to amerge candidate list.

FIG. 10 is a view showing a method of determining a merge candidate listaccording to an embodiment of the present invention.

Hereinafter, a method of determining a merge candidate list according toan embodiment of the present invention will be described. As describedin S530 of FIG. 5 , the decoding apparatus may generate an initial mergecandidate list of a current block. Subsequently, as described in S610 ofFIG. 6 , the decoding apparatus may calculate a distortion value ofmerge candidates of a current block by using motion information of eachmerge candidate included in the initial merge candidate list.

The motion information may include at least one of an inter-predictionindicator, an image index of L0 or L1 or both references, a motionvector of L0 or L1 or both, a POC and an LIC (local illuminationcompensation) flag of a current coding image or reference image or both,an affine flag, an OBMC (overlapped block motion compensation) flag,reconstructed luma or chroma or both samples spatially adjacent to acurrent block, and luma or chroma or both samples of a reference imageindicated by motion information of a merge candidate. However, motioninformation of the present invention is not limited thereto.

An initial merge candidate list may be configured with motioninformation of up to N merge candidates, and N may mean a positiveinteger greater than 0. Herein, a spatial-temporal merge candidate maymean at least one of a spatial merge candidate, a temporal mergecandidate, a sub-block based temporal merge candidate, a sub-block basedspatial-temporal combined merge candidate, a combined merge candidate,and a zero merge candidate which are described above.

In order to configure up to N merge candidates within an initial mergecandidate list, the decoding apparatus may fill the initial mergecandidate list according to a preset order for a current block. Herein,the decoding apparatus may omit reconfiguring an additional mergecandidate list, and determine the initial merge candidate list as afinal merge candidate list of the current block.

When the decoding apparatus adds a new merge candidate to a mergecandidate list, the decoding apparatus may add the new merge candidateto the merge candidate list when at least one piece of motioninformation of the newly added merge candidate differs from motioninformation of merge candidates that are included in an existing mergecandidate list.

In an example, assuming that up to seven spatial-temporal mergecandidates are allowed to a merge candidate list, up to seven initialmerge candidate lists may be sequentially configured according to anarbitrary predetermined order as shown in Table 1 below. Herein, a mergeindex may have a value from 0 to 6. The example below showing an orderof adding a merge candidate list is an example of the present invention,and the scope of the present invention is not limited thereto.

TABLE 1 A1 → B1 → B0 → A0 → ATMVP → STMVP → B2 → TMVP → CMP → ZMP A1 →B1 → B0 → A0 → STMVP → ATMVP → B2 → TMVP → CMP → ZMP A1 → B1 → B0 →ATMVP → STMVP → B2 → A0 → TMVP → CMP → ZMP A1 → B1 → B0 → STMVP → ATMVP→ B2 → A0 → TMVP → CMP → ZMP A1 → B1 → ATMVP → STMVP → B0 → A0 → B2 →TMVP → CMP → ZMP A1 → B1 → STMVP → ATMVP → B0 → A0 → B2 → TMVP → CMP →ZMP A1 → B1 → STMVP → ATMVP → B0 → B2 → A0 → TMVP → CMP → ZMP A1 → B1 →STMVP → B0 → ATMVP → B2 → A0 → TMVP → CMP → ZMP A1 → B1 → B0 → A0 →ATMVP → STMVP → CMP → B2 → TMVP → ZMP A1 → B1 → B0 → A0 → ATMVP → STMVP→ CMP → TMVP → B2 → ZMP

Herein, A1, B1, A0, B0, and B2 may mean a spatial merge candidatedescribed with FIG. 7 .

For example, assuming that up to seven spatial-temporal merge candidatesare allowed to a merge candidate list, the decoding apparatus mayconfigure a merge candidate list with a number of merge candidates whichcorresponds to a decoded merge index so as to decrease a calculationamount or complexity. Accordingly, when a merge index is transmittedfrom 0 to 6, and a merge index practically decoded in the decodingapparatus is 3, the decoding apparatus may configure an initial mergecandidate list by deriving up to four merge candidates.

In an example, in a module configuring a merge candidate list,initialization of a memory storing motion information of a mergecandidate in a sub-block unit may be performed just before practicallyderiving a merge candidate in a sub-block unit. Herein, initializationmay mean designating an initial value of a motion vector of a sub-blockunit, an inter-prediction indicator, and L0 or L1 or both referenceimage indexes in a sub-block unit.

When the decoding apparatus configures an initial merge candidate list,and a number of spatial merge candidates included in the initial mergecandidate list is smaller than a preset value K, the decoding apparatusmay omit calculating a distortion value of merge candidates, anddetermine the initial merge candidate list as a final merge candidatelist of a current block. Herein, K may mean an arbitrary positiveinteger greater than 0.

Hereinafter, a method of calculating, by the decoding apparatus, adistortion value will be described in detail.

The decoding apparatus may configure an initial merge candidate list,and then may calculate a distortion value between a current block and anarbitrary merge candidate by using reconstructed luma or chroma or bothsamples spatially adjacent to the current block (reconstructed sampleadjacent to the current block), and luma or chroma or both samplesspatially adjacent to a reference block of a reference image indicatedby motion information of each merge candidate (samples adjacent to thereference block).

The decoding apparatus may calculate a distortion value by using atleast one of SAD (sum of absolute differences), SATD (sum of absolutetransformed differences), and MR-SAD (mean removed sum of absolutedifference) between reconstructed samples adjacent to the current blockand samples adjacent to the reference block.

As shown in FIG. 10 , at least one block having an arbitrary size, form,and depth and which is configured with at least one sample adjacent to acurrent block may be defined as templates 1000 and 1005.

In addition, by using at least one piece of motion information adjacentto the upper of a current block or at least one piece of motioninformation adjacent to the left of the current block or both, thedecoding apparatus may define as templates 1010 and 1015 of a referenceblock at least one block having an arbitrary size, form, and depth andwhich is configured with samples which are temporally motion estimatedfrom a reference image.

The decoding apparatus may calculate a distortion value between thetemplates 1000 and 1005 of the current block and the templates 1010 and1015 of the reference block indicated by a merge candidate. The decodingapparatus may define as a template for calculating a distortion value ofan upper template 1000 (above template) or a left template 1005.

A width and a height described in FIG. 10 mean horizontal and verticalsizes of a current block. Herein, M and K may be a positive integergreater than 0. M and K may have the same value or values different fromeach other. In addition, a width or a height or both may be set to havethe same value with a width or a height or both of a current block or tohave different values.

FIG. 10 is a view showing an embodiment where an upper template has avalue of width*M, and a left template has a value of height*K.

In an example, a distortion value between a current block and areference block within a reference image indicated by motion informationof an arbitrary merge candidate may be calculated by using at least oneof SAD, SATD, and MRSAD between the template 1000 (Template (Current))of the current block, and a reference block template 1010 (Template L0)or a reference block template 1015 (Template L1) or both.

The decoding apparatus may use one of a Template L0 and a Template L1 asa template for calculating a distortion value, or may use both of theTemplate L0 and the Template L1. When both of the Template L0 and theTemplate L1 are used, the decoding apparatus may calculate a distortionvalue by a weighted average of the Template L0 and the Template L1.

A distortion value between current block templates 1000 and 1005 and theTemplate L0 1010 may be defined as a Distortion (L0), a distortion valuebetween the current block template and the Template L1 may be defined asa Distortion (L1), and a distortion value between weighted averages ofthe current block template, the Template L0, and the Template L1 may bedefined as a Distortion (Bi). Herein, the Distortion (L0) and theDistortion (L1) may be defined as a first distortion value and a seconddistortion value. The Template L0 and the Template L1 may berespectively defined as a first template and a second template.

When an arbitrary merge candidate includes only L0 direction motioninformation, the decoding apparatus may calculate a Distortion (L0), ormay calculate a Distortion (L1) and a Distortion (Bi) by deriving L1direction motion information by performing mirroring for the L0direction motion information. Herein, mirroring may be performingsymmetry for a value of a motion vector with respect to the origin.

For example, when X and Y movement amounts of an L0 direction motionvector are (3, 5), an L1 vector value obtained by performing mirroringfor the motion vector may be derived as (−3, −5).

In another example, the decoding apparatus may calculate a finaldistortion value of a current block by using at least one of a minimumvalue, a median value, and an average value after calculating all of aDistortion (L0), a Distortion (L1), and a Distortion (Bi).

In another example, when the decoding apparatus defines a distortionvalue between a current block and a merge candidate as a minimum valueof a Distortion (L0), a Distortion (L1), and a Distortion (Bi), thedecoding apparatus may decode a current block by updating motioninformation of a merge candidate list in that a current merge candidateincludes only L0 motion information when a distortion value has aminimum value in a Distortion (L0) even though a merge candidate of aninitial merge candidate list includes bi-direction motion information.

When reconfiguring an initial merge candidate list, the decodingapparatus may reconfigure an initial merge candidate list on the basisof information transmitted from the encoding apparatus withoutcalculating a distortion value described above. Information transmittedfrom the encoding apparatus may be indicator information indicating alist reconfiguring method preset in the encoding apparatus and thedecoding apparatus or may be an index indicating a preset list.

FIG. 11 is a view showing a method of determining representative motioninformation according to an embodiment of the present invention.

Referring to FIG. 11 , a case where an arbitrary merge candidateincludes at least one piece of motion information will be described.When an arbitrary merge candidate constituting an initial mergecandidate list is ATMVP or STMVP or both including at least one piece ofmotion information, the decoding apparatus may calculate a distortionvalue of a current block by using representative motion informationthrough the same method described above.

Representative motion information of the arbitrary merge candidate maybe determined by motion information at a preset position from motioninformation of sub-blocks having at least one piece of motioninformation different from each other, or may be derived by a weightedaverage between motion information of all sub-blocks.

In an example, when a size of a current block is a 32×32 block greaterthan 4×4, and a merge candidate is ATMVP or STMVP or both of a 4×4sub-block unit, in order to derive a template of a reference block for acurrent block, the decoding apparatus may derive motion information ofthe first sub-block of the current block as a hatched area shown in FIG.11(a) as representative motion information of a merge candidate.

In another example, when a size of a current block is a 32×32 blockgreater than 4×4 and a merge candidate is ATMVP or STMVP or both of a4×4 sub-block unit, in order to derive a template of a reference blockfor a current block, the decoding apparatus may derive motioninformation of a sub-block positioned in the center of the current blockas a hatched area shown in FIG. 11(b) as representative motioninformation of a merge candidate.

In another example, when a size of a current block is a 32×32 blockgreater than 4×4 and a merge candidate is ATMVP or STMVP or both of a4×4 sub-block unit, in order to derive a template of a reference block,the decoding apparatus may derive representative motion information byusing at least one of a mode, a median value, and an average value ofsub-blocks different from each other.

When the decoding apparatus calculates a distortion value, the decodingapparatus may precisely calculate a distortion value by correcting(refinement) a template of a reference block. As shown in FIG. 10 , thedecoding apparatus may calculate a Distortion (L0) by using an L0direction reference block template, but may change a motion vector byapplying an arbitrary offset to an L0 direction motion vector derived ina merge candidate and then derive a template of a reference block.

In one example, when an offset is 1, and a size of X and Y directionsindicated by an L0 motion vector of an arbitrary merge candidate is (3,4), the decoding apparatus may derive at least one template of areference block indicated by each motion vector in a cross form such as(2, 4), (4, 4), (3, 3), and (3, 5) by applying an offset of +1 and −1,to an X-axis direction and applying an offset of +1 and −1 to a Y-axisdirection in addition to a template of the reference block correspondingto (3, 4). Herein, the decoding apparatus may define a minimum valueamong values of calculated distortion values by using a plurality oftemplates as a Distortion (L0). Herein, when a Distortion (L0) isdetermined at (3, 5), an L0 direction motion vector of an arbitrarymerge candidate may be updated from (3, 4) to (3, 5), and set in a mergecandidate list.

FIG. 12 is a view showing a method of calculating a distortion valueaccording to an embodiment of the present invention.

As shown in FIG. 12 , when an arbitrary merge candidate of a currentblock includes bi-direction motion information, the decoding apparatusmay define a distortion value between a L0 reference block and a L1reference block as a distortion value between the current block and thearbitrary merge candidate.

FIG. 13 is a view showing a method of calculating a distortion valueaccording to another embodiment of the present invention.

As shown in FIG. 13 , when an arbitrary merge candidate includesuni-direction (L0 or L1) motion information, the decoding apparatus maydefine a distortion value between a L0 reference block and an L1reference block obtained by performing mirroring for a motion vector ofthe uni-direction motion information as a distortion value between thecurrent block and the arbitrary merge candidate.

FIG. 14 is a view showing a method of calculating a distortion valueaccording to another embodiment of the present invention.

As shown in FIG. 14 , when an arbitrary merge candidate includesbi-direction motion information, the decoding apparatus may calculate aDistortion (L0) between an L0 reference block and an L1 reference blockafter calculating a reference block in an L1 direction by performingmirroring for a motion vector of L0. By using the same method, thedecoding apparatus may calculate a Distortion (L1) between an L0reference block and an L1 reference block after calculating a referenceblock in an L0 direction by performing mirroring for a motion vector ofL1. The decoding apparatus may calculate a distortion value between thecurrent block and the arbitrary merge candidate by using at least one ofan average value, a minimum value, and a maximum value of the Distortion(L0) and the Distortion (L1). For example, when the Distortion (L0) hasa minimum value, the decoding apparatus may determine that a currentmerge candidate includes only L0 motion information, and performdecoding by updating motion information of the merge candidate list.

As described with FIGS. 13 to 15 , when calculating a distortion valuebetween reference blocks, the decoding apparatus may use a motion vectorderived in a merge candidate as it is or may change a motion vector byapplying an arbitrary offset to a motion vector that is initiallyderived. The decoding apparatus may define as a final distortion valuebetween a current block and an arbitrary merge candidate a minimum valueamong distortion values calculated by applying the offset.

Hereinafter, a method of reconfiguring, by the decoding apparatus, amerge candidate list will be described in detail.

As described in S620 of FIG. 6 , the decoding apparatus may reconfigurean initial merge candidate list by using a distortion value calculatedby using motion information of a neighbor block.

The decoding apparatus may calculate a distortion value of all mergecandidates of the initial merge candidate list, and then fill the mergecandidate list from a merge candidate having a small distortion value.

In an example, the decoding apparatus may calculate a distortion valuefor L arbitrary merge candidates of the initial merge candidate list,and then fill the merge candidate list from a merge candidate having asmall distortion value. When a maximum number of merge candidatesincluded in a merge candidate list is P, L may be smaller than P.

Merge candidates for calculating a distortion value may have a mergeindex from 0 to L−1 in an initial merge candidate list. For example,when L is 2, a merge candidate list may be reconfigured by calculating adistortion value for two merge candidates filled in the initial mergecandidate list.

For example, when an initial merge candidate list is determined to beconfigured in an order of (A1-B1-B0-A0-ATMVP-STMVP-B2), and L is 2 and adistortion value of a spatial merge candidate B1 is smaller than adistortion value of a spatial merge candidate A1, the decoding apparatusmay reconfigure the initial merge candidate list in an order of(B1-A1-B0-A0-ATMVP-STMVP-B2).

In another example, the decoding apparatus may reconfigure a mergecandidate having the smallest calculated distortion value as the firstmerge candidate when reconfiguring the merge candidate list. When anorder of configuring an initial merge candidate list is determined as(A1-B1-B0-A0-ATMVP-STMVP-B2), and a distortion value of a spatial mergecandidate B0 is smaller than a distortion value of a spatial mergecandidate A1 in the initial merge candidate list, the decoding apparatusmay reconfigure the initial merge candidate list as(B0-A1-B1-A0-ATMVP-STMVP-B2).

In another embodiment, the decoding apparatus may use an order of amerge candidate list that is reconfigured in a neighbor block or in anupper level of the current block for reconfiguring a merge candidatelist of the current block. The decoding apparatus may be provided fromthe encoding apparatus whether or not to use an order of a mergecandidate list that is reconfigured in a neighbor block or in an upperlevel, or may determine on the basis of a coding parameter.

The encoding apparatus may determine whether or not to reconfigure amerge candidate list of a current block, and entropy encode informationindicating whether or not to perform reconfiguration. Whether or not toperform, by the encode apparatus, reconfiguring of a merge candidatelist may be determined by comparing an RD cost before applying a mergecandidate list reconfiguring method and an RD cost after performing amerge candidate list reconfiguring method.

The decoding apparatus may entropy decode information indicating whetheror not to perform reconfiguring of a merge candidate list from abitstream, and reconfigure a merge candidate list according to thereceived information.

The encoding apparatus or the decoding apparatus may be set to entropyencoding/decoding or omitting the same information indicating whether ornot to perform reconfiguring of a merge candidate list according to acoding parameter of a current block.

For example, the encoding apparatus or the decoding apparatus may be setto perform or not to perform reconfiguring of a merge candidate listwhen a size of a current block is equal to or smaller than a predefinedsize, form, and depth. On the other hand, the encoding apparatus or thedecoding apparatus current block may be set to perform or not to performreconfiguring of a merge candidate list when a size of a current blockis equal to or greater than a predefined size, form, and depth.

In another example, the encoding apparatus and the decoding apparatusmay be set not to perform reconfiguring of a merge candidate list when asize of a current block is equal to or greater than or equal to orsmaller than a predefined size, and is divided by binary tree or quadthree.

In another example, the encoding apparatus or the decoding apparatus maybe set not to perform reconfiguring of a merge candidate list when asize of a current block is equal to or greater than or equal to orsmaller than a predefined size, and is divided by binary tree or quadthree.

The decoding apparatus may determine whether or not to apply a mergecandidate list reconfiguring method to a current target block accordingto flag information entropy decoded in at least one of a picture/sliceunit, a CTU unit, and a CTU lower level unit. Herein, a lower level unitmay include at least one of a CTU lower level unit, a quad tree unit,and a binary three unit. In another example, the decoding apparatus maydetermine whether or not to perform a merge candidate list reconfiguringmethod according to a temporal layer of a current picture or slice towhich a current block belongs.

FIG. 15 is a view of a flowchart showing an image encoding methodaccording to an embodiment of the present invention.

Referring to FIG. 15 , in S1500, the encoding apparatus may derive amerge candidate of a current block. Subsequently, in S1510, the encodingapparatus may generate an initial merge candidate list of mergecandidates by using the derived merge candidate list. Subsequently, inS1520, the encoding apparatus may generate a reconfigured mergecandidate list by using the initial merge candidate list.

Calculating, by the encoding apparatus, a distortion value of a mergecandidate by using motion information of a neighbor block, andreconfiguring a merge candidate list on the basis of the same correspondto operation of the decoding apparatus described with FIG. 6 , and thusdescription thereof will be omitted.

The above embodiments may be performed in the same method in an encoderand a decoder.

A sequence of applying to above embodiment may be different between anencoder and a decoder, or the sequence applying to above embodiment maybe the same in the encoder and the decoder.

The above embodiment may be performed on each luma signal and chromasignal, or the above embodiment may be identically performed on luma andchroma signals.

A block form to which the above embodiments of the present invention areapplied may have a square form or a non-square form.

The above embodiment of the present invention may be applied dependingon a size of at least one of a coding block, a prediction block, atransform block, a block, a current block, a coding unit, a predictionunit, a transform unit, a unit, and a current unit. Herein, the size maybe defined as a minimum size or maximum size or both so that the aboveembodiments are applied, or may be defined as a fixed size to which theabove embodiment is applied. In addition, in the above embodiments, afirst embodiment may be applied to a first size, and a second embodimentmay be applied to a second size. In other words, the above embodimentsmay be applied in combination depending on a size. In addition, theabove embodiments may be applied when a size is equal to or greater thata minimum size and equal to or smaller than a maximum size. In otherwords, the above embodiments may be applied when a block size isincluded within a certain range.

For example, the above embodiments may be applied when a size of currentblock is 8×8 or greater. For example, the above embodiments may beapplied when a size of current block is 4×4 or greater. For example, theabove embodiments may be applied when a size of current block is 16×16or greater. For example, the above embodiments may be applied when asize of current block is equal to or greater than 16×16 and equal to orsmaller than 64×64.

The above embodiments of the present invention may be applied dependingon a temporal layer. In order to identify a temporal layer to which theabove embodiments may be applied, a corresponding identifier may besignaled, and the above embodiments may be applied to a specifiedtemporal layer identified by the corresponding identifier. Herein, theidentifier may be defined as the lowest layer or the highest layer orboth to which the above embodiment may be applied, or may be defined toindicate a specific layer to which the embodiment is applied. Inaddition, a fixed temporal layer to which the embodiment is applied maybe defined.

For example, the above embodiments may be applied when a temporal layerof a current image is the lowest layer. For example, the aboveembodiments may be applied when a temporal layer identifier of a currentimage is 1. For example, the above embodiments may be applied when atemporal layer of a current image is the highest layer.

A slice type to which the above embodiments of the present invention areapplied may be defined, and the above embodiments may be applieddepending on the corresponding slice type.

When a motion vector having at least one of a 16-pel unit, an 8-pelunit, a 4-pel unit, an integer-pel unit, 1/8-pel unit, 1/16-pel unit,1/32-pel unit and 1/64-pel unit, the above embodiments of the presentinvention can also be applied. The motion vector may be selectively usedfor each pixel unit.

In the above-described embodiments, the methods are described based onthe flowcharts with a series of steps or units, but the presentinvention is not limited to the order of the steps, and rather, somesteps may be performed simultaneously or in different order with othersteps. In addition, it should be appreciated by one of ordinary skill inthe art that the steps in the flowcharts do not exclude each other andthat other steps may be added to the flowcharts or some of the steps maybe deleted from the flowcharts without influencing the scope of thepresent invention.

The embodiments include various aspects of examples. All possiblecombinations for various aspects may not be described, but those skilledin the art will be able to recognize different combinations.Accordingly, the present invention may include all replacements,modifications, and changes within the scope of the claims.

The embodiments of the present invention may be implemented in a form ofprogram instructions, which are executable by various computercomponents, and recorded in a computer-readable recording medium. Thecomputer-readable recording medium may include stand-alone or acombination of program instructions, data files, data structures, etc.The program instructions recorded in the computer-readable recordingmedium may be specially designed and constructed for the presentinvention, or well-known to a person of ordinary skilled in computersoftware technology field. Examples of the computer-readable recordingmedium include magnetic recording media such as hard disks, floppydisks, and magnetic tapes; optical data storage media such as CD-ROMs orDVD-ROMs; magneto-optimum media such as floptical disks; and hardwaredevices, such as read-only memory (ROM), random-access memory (RAM),flash memory, etc., which are particularly structured to store andimplement the program instruction. Examples of the program instructionsinclude not only a mechanical language code formatted by a compiler butalso a high level language code that may be implemented by a computerusing an interpreter. The hardware devices may be configured to beoperated by one or more software modules or vice versa to conduct theprocesses according to the present invention.

Although the present invention has been described in terms of specificitems such as detailed elements as well as the limited embodiments andthe drawings, they are only provided to help more general understandingof the invention, and the present invention is not limited to the aboveembodiments. It will be appreciated by those skilled in the art to whichthe present invention pertains that various modifications and changesmay be made from the above description.

Therefore, the spirit of the present invention shall not be limited tothe above-described embodiments, and the entire scope of the appendedclaims and their equivalents will fall within the scope and spirit ofthe invention.

INDUSTRIAL APPLICABILITY

The present invention may be used in encoding/decoding an image.

1. An image decoding method, performed by a decoding apparatus,comprising: constructing a motion information candidate list for acurrent block based on motion vectors of neighboring blocks of thecurrent block; deriving motion information of the current block based onthe motion information candidate list; deriving a prediction sample ofthe current block based on the motion information; and generating areconstructed picture based on the prediction sample, wherein the motionvectors of the neighboring blocks include a motion vector of a spatialneighboring block adjacent to the current block and a motion vector of aspatial neighboring block not adjacent to the current block.
 2. Theimage decoding method of claim 1, wherein the motion vectors of theneighboring blocks further include a motion vector of a temporalneighboring block of the current block.
 3. The image decoding method ofclaim 1, wherein the spatial neighboring block not adjacent to thecurrent block is a block positioned within a Largest Coding Unit towhich the current block belongs.
 4. The image decoding method of claim1, wherein based on the spatial neighboring block adjacent to thecurrent block including a refined motion vector, the motion vector ofthe spatial neighboring block adjacent to the current block used forconstructing the motion information candidate list is a non-refinedmotion vector of the spatial neighboring block adjacent to the currentblock.
 5. The image decoding method of claim 1, wherein based on thespatial neighboring block not adjacent to the current block including arefined motion vector, the motion vector of the spatial neighboringblock not adjacent to the current block used for constructing the motioninformation candidate list is a non-refined motion vector of the spatialneighboring block not adjacent to the current block.
 6. The imagedecoding method of claim 1, wherein the deriving the motion informationof the current block based on the motion information candidate listcomprises: deriving parameters of derived motion information candidatesbased on the motion vectors of the neighboring blocks; constructing amodified motion information candidate list by comparing the parametersand rearranging the motion information candidates; and deriving themotion information of the current block based on the modified motioninformation candidate list.
 7. An image encoding method, performed by anencoding apparatus, comprising: constructing a motion informationcandidate list for a current block based on motion vectors ofneighboring blocks of the current block; selecting a motion informationcandidate for the current block based on the motion informationcandidate list; encoding merge index of the current block representingthe selected motion information candidate; and encoding imageinformation including the merge index, wherein the motion vectors of theneighboring blocks include a motion vector of a spatial neighboringblock adjacent to the current block and a motion vector of a spatialneighboring block not adjacent to the current block.
 8. The imageencoding method of claim 7, wherein the motion vectors of theneighboring blocks further include a motion vector of a temporalneighboring block of the current block.
 9. A non-transitorycomputer-readable storage medium storing a bitstream of encoded imageinformation generated by the image encoding method of claim
 7. 10. Atransmission method of data for image, the method comprising: obtaininga bitstream of image information including a merge index of a currentblock representing a motion information candidate included in a motioninformation candidate list for the current block; and transmitting thedata including the bitstream of the image information including themerge index of the current block, wherein the motion informationcandidate list for the current block is constructed based on motionvectors of neighboring blocks of the current block, and wherein themotion vectors of the neighboring blocks include a motion vector of aspatial neighboring block adjacent to the current block and a motionvector of a spatial neighboring block not adjacent to the current block.